Company Analysis

Aqua Metals, Inc. (AQMS)

Nasdaq: AQMS · Secondary Smelting & Refining of Nonferrous Metals · Mccarran, NV · filing with the SEC since 2014
Grade3.5
◀ Past 1.1● Present 3.7▶ Future 5.6
4 est.

Filings

324 filings since 2017 beside 338 insider forms · Non-accelerated filer and smaller reporting company · read from EDGAR on Nov 13, 2026
Due nextNon-accelerated filer and smaller reporting company
10-Q Quarterly report for the quarter ending Sep 30, 2026Non-accelerated filers and smaller reporting companies have 45 days after the quarter ends; quarter ends are taken to the month end. by Nov 14, 2026
10-K Annual report for the fiscal year ending Dec 31, 2026Non-accelerated filers and smaller reporting companies have 90 days after the fiscal year ends. by Mar 31, 2027

A deadline is the latest date the SEC's rules allow for its filer category. It is not a forecast of the day the company files. Last time, the results release (8-K item 2.02) came 30 days after the quarter ended. The proxy statement was last filed Jul 8, 2026.

Filings a yearinsider forms included
9265475462576944
20192020202120222023202420252026

2026 counts to Nov 13, 2026.

Listing warning from its exchange (8-K item 3.01): 4 times in the last 36 months, the newest Sep 8, 2025.Officer or director change (8-K item 5.02): 7 times in the last 36 months, the newest May 29, 2025.SEC letters: 2 in the last 36 months, the newest Jun 10, 2025.
Insider forms 338

Insider forms (3, 4, 5 and 144) are counted each year but not listed here; the people and their trades are on the Ownership tab.

FiledFormWhat it is, in plain wordsPeriodAsk
Sep 8, 2026 8-K item 8.01 Other event · Current report Sep 2, 2026
Aug 21, 2026 S-8 Employee stock plan registration
Aug 21, 2026 8-K item 5.07 Shareholder vote · Current report Aug 18, 2026
Jul 30, 2026 10-Q Quarterly report Jun 30, 2026
Jul 30, 2026 8-K items 2.02, 9.01 Results released · Current report
Jul 8, 2026 ARS Annual report to shareholders Dec 31, 2025
Jul 8, 2026 DEF 14A Proxy statement Aug 18, 2026
May 14, 2026 8-K items 2.02, 9.01 Results released · Current report
May 14, 2026 10-Q Quarterly report Mar 31, 2026
Apr 30, 2026 10-K/A Annual report, amended Dec 31, 2025
Mar 31, 2026 8-K items 2.02, 9.01 Results released · Current report
Mar 31, 2026 10-K Annual report Dec 31, 2025
Feb 11, 2026 DEFA14A Extra proxy material
Feb 11, 2026 8-K items 1.01, 2.01, 8.01, 9.01 Major agreement signed; Purchase or sale of a business completed; Other event · Current report Feb 6, 2026
Feb 6, 2026 SCHEDULE 13G/A Large holder update, amended
Jan 16, 2026 S-8 Employee stock plan registration
Dec 18, 2025 RW Registration withdrawal request
Dec 2, 2025 8-K items 8.01, 9.01 Other event · Current report
Dec 2, 2025 424B5 Shelf offering
Nov 12, 2025 8-K items 2.02, 9.01 Results released · Current report
Nov 12, 2025 10-Q Quarterly report Sep 30, 2025
Oct 24, 2025 S-3 Shelf registration
Oct 17, 2025 S-3 Shelf registration
Oct 16, 2025 8-K items 1.01, 3.02, 9.01 Major agreement signed; Shares sold without registration · Current report Oct 15, 2025
Oct 16, 2025 424B5 Shelf offering
Oct 2, 2025 S-1 Listing registration
Oct 2, 2025 S-8 Employee stock plan registration
Sep 8, 2025 8-K item 3.01 Listing warning from its exchange · Current report Sep 4, 2025
Aug 13, 2025 8-K items 2.02, 9.01 Results released · Current report
Aug 13, 2025 10-Q Quarterly report Jun 30, 2025
Jul 24, 2025 8-K item 5.07 Shareholder vote · Current report Jul 22, 2025
Jul 14, 2025 424B5 Shelf offering
Jul 3, 2025 ARS Annual report to shareholders Dec 31, 2024
Jul 3, 2025 8-K item 3.01 Listing warning from its exchange · Current report Jul 2, 2025
Jun 23, 2025 DEF 14A Proxy statement Jul 22, 2025
Jun 17, 2025 424B5 Shelf offering
Jun 13, 2025 8-K items 5.03, 9.01 Charter, bylaw or fiscal-year change · Current report Jun 9, 2025
Jun 12, 2025 EFFECT Registration effective
Jun 10, 2025 PRE 14A Preliminary proxy statement Jul 22, 2025
Jun 10, 2025 CORRESP Reply to the SEC
40 of 324 shown

Every row opens the filing on EDGAR. The plain words are the site's own for each form and each 8-K item; the complete history, insider forms included, is on EDGAR.

SI Assistanton AQMS · research, not advice