Solowin Holdings (AXG)
Nasdaq: AXG · Security Brokers, Dealers & Flotation Companies · filing with the SEC since 2022
Who runs Solowin Holdings
Officers and directors as they report to the SEC on Forms 3, 4 and 5, named as filedChief executive, as filed
Lok Ling Ngai
CEO and Chairman. First filing Mar 2026, latest Mar 18, 2026, 0 filings in all.
Officers reporting now
2
of 8 people with a filing in the last fifteen months
Directors reporting now
6
8 people on the record since 2026
Officerssales are open-market, Sep 30, 2025 to Sep 30, 2026
| Name | Title as filed | First filing | Latest filing | Sales, 12 months |
|---|---|---|---|---|
| Lok Ling Ngai | CEO and Chairman | Mar 2026 | Mar 18, 2026 | none |
| Liu Lili | CFO | Mar 2026 | Mar 18, 2026 | none |
Directorssales are open-market, Sep 30, 2025 to Sep 30, 2026
| Name | Role | First filing | Latest filing | Sales, 12 months |
|---|---|---|---|---|
| Chong Cha Hwa | director | Mar 2026 | Mar 18, 2026 | none |
| Ho Wing Yan | director | Mar 2026 | Mar 18, 2026 | none |
| Tam Ho Kuen | director | Mar 2026 | Mar 18, 2026 | none |
| Wang (Yw) Yang | director | Mar 2026 | Mar 18, 2026 | none |
| Yao Xue | director | Mar 2026 | Mar 18, 2026 | none |
| Zhu Haokang | director | Mar 2026 | Mar 18, 2026 | none |
A person is listed as reporting now after a filing in the last fifteen months. The record shows when someone last filed; it does not say why they stopped. Each name links to the filings on sec.gov.