Company Analysis

ArrowMark Financial Corp. (BANX)

Nasdaq: BANX · filing with the SEC since 2013
Grade4.7
◀ Past 3.6● Present 5.1▶ Future 5.3
8 est.

Filings

225 filings since 2017 beside 61 insider forms · read from EDGAR on Nov 13, 2026
Due next

The record shows no deadline for this company.

A deadline is the latest date the SEC's rules allow for its filer category. It is not a forecast of the day the company files. The proxy statement was last filed May 6, 2026.

Filings a yearinsider forms included
2247383224243123
20192020202120222023202420252026

2026 counts to Nov 13, 2026.

Officer or director change (8-K item 5.02): 1 time in the last 36 months, the newest Jun 30, 2026.Listing warning from its exchange (8-K item 3.01): 1 time in the last 36 months, the newest Mar 28, 2025.SEC letters: 3 in the last 36 months, the newest Feb 13, 2025.
Insider forms 61

Insider forms (3, 4, 5 and 144) are counted each year but not listed here; the people and their trades are on the Ownership tab.

FiledFormWhat it is, in plain wordsPeriodAsk
Oct 22, 2026 40-17G Form 40-17G
Oct 20, 2026 8-K item 8.01 Other event · Current report Oct 7, 2026
Oct 2, 2026 497AD Form 497AD
Oct 2, 2026 497AD Form 497AD
Sep 25, 2026 N-CSR/A Form N-CSR/A Dec 31, 2025
Aug 27, 2026 N-CSRS Form N-CSRS Jun 30, 2026
Aug 21, 2026 NPORT-P Form NPORT-P Jun 30, 2026
Jul 17, 2026 N-PX Proxy voting record Jun 30, 2026
Jun 30, 2026 8-K items 5.02, 9.01 Officer or director change · Current report
Jun 1, 2026 NPORT-P Form NPORT-P Mar 31, 2026
May 6, 2026 DEF 14A Proxy statement Jun 15, 2026
Apr 10, 2026 SCHEDULE 13G/A Large holder update, amended
Mar 18, 2026 497AD Form 497AD
Mar 13, 2026 N-CEN Form N-CEN Dec 31, 2025
Mar 6, 2026 N-CSR Form N-CSR Dec 31, 2025
Feb 27, 2026 NPORT-P Form NPORT-P Dec 31, 2025
Feb 19, 2026 497AD Form 497AD
Feb 18, 2026 25-NSE Delisting notice from the exchange
Jan 28, 2026 8-K items 1.01, 8.01, 9.01 Major agreement signed; Other event · Current report Jan 22, 2026
Jan 22, 2026 424B2 Offering prospectus, notes or structured products
Jan 15, 2026 SCHEDULE 13G Large holder notice
Jan 13, 2026 497AD Form 497AD
Dec 22, 2025 424B2 Offering prospectus, notes or structured products
Dec 19, 2025 8-K items 1.01, 8.01, 9.01 Major agreement signed; Other event · Current report Dec 18, 2025
Dec 16, 2025 8-K items 1.01, 8.01, 9.01 Major agreement signed; Other event · Current report Dec 15, 2025
Dec 16, 2025 497AD Form 497AD
Dec 15, 2025 424B2 Offering prospectus, notes or structured products
Nov 26, 2025 NPORT-P Form NPORT-P Sep 30, 2025
Oct 10, 2025 40-17G Form 40-17G
Sep 10, 2025 497AD Form 497AD
Aug 28, 2025 N-CSRS Form N-CSRS Jun 30, 2025
Aug 28, 2025 N-PX Proxy voting record Jun 30, 2025
Aug 26, 2025 NPORT-P Form NPORT-P Jun 30, 2025
Jun 17, 2025 497AD Form 497AD
May 30, 2025 NPORT-P Form NPORT-P Mar 31, 2025
May 6, 2025 DEF 14A Proxy statement Jun 11, 2025
Mar 28, 2025 8-K item 3.01 Listing warning from its exchange · Current report Mar 25, 2025
Mar 14, 2025 N-CEN Form N-CEN Dec 31, 2024
Mar 7, 2025 N-CSR Form N-CSR Dec 31, 2024
Feb 28, 2025 NPORT-P Form NPORT-P Dec 31, 2024
40 of 225 shown

Every row opens the filing on EDGAR. The plain words are the site's own for each form and each 8-K item; the complete history, insider forms included, is on EDGAR.

SI Assistanton BANX · research, not advice