ArrowMark Financial Corp. (BANX)
Nasdaq: BANX · filing with the SEC since 2013
Who owns ArrowMark Financial Corp.
As filed with the SECHolders of 5% or more
1
ArrowMark Colorado Holdings, LLC holds 9.14% of Common, as its SCHEDULE 13G/A filed Apr 10, 2026 says.
Directors and officers
1
report now, of 14 people on the record since 2013. Their holdings as a group are not read here.
Institutions as a whole
n/a
The record does not read the share held by managers that file Form 13F, so none is printed and no split of the rest is estimated. What it holds is the 1 named at left.
Holders of 5% or moreshare of the class, as filed
ArrowMark Colorado Holdings, LLC
SCHEDULE 13G/A · filed Apr 10, 2026 · Common · 10.3% in Jan 15, 2026
What BANX reports owning in othersstakes of 5% or more, and other ties
ArrowMark Financial Corp. reports no stake in another company in the record.
Insider tradesForm 4
0sales
1purchases
0sales on a scheduled plan
0people selling
$0sold, in dollars
$0bought, in dollars
Open-market trades on Form 4 from Sep 30, 2025 to Sep 30, 2026. A scheduled plan is a selling program set in advance under SEC rule 10b5-1. The trades are listed as filed and do not feed the grade.
By calendar yearSoldBought
2026 runs to Sep 30, 2026. Dollars as filed, summed by the transaction date.
People who traded in the window1 of 14 on the roster
| Person | Role as filed | Sales | Sold | On a plan | Buys | Bought |
|---|---|---|---|---|---|---|
| Marano Thompson Melissa | director | 0 | $0 | 0 | 1 | $0 |