Company Analysis

Beneficient (BENF)

Nasdaq: BENF · Finance Services · Dallas, TX · filing with the SEC since 2021
Grade3.6
◀ Past 2.4● Present 4.7▶ Future 4.0
6 est.

Filings

384 filings since 2017 beside 111 insider forms · and emerging growth company · read from EDGAR on Nov 13, 2026
Due next and emerging growth company
10-Q Quarterly report for the quarter ending Sep 30, 2026Non-accelerated filers and smaller reporting companies have 45 days after the quarter ends; quarter ends are taken to the month end. by Nov 14, 2026
10-K Annual report for the fiscal year ending Mar 31, 2027Non-accelerated filers and smaller reporting companies have 90 days after the fiscal year ends. by Jun 29, 2027

A deadline is the latest date the SEC's rules allow for its filer category. It is not a forecast of the day the company files. Last time, the results release (8-K item 2.02) came 45 days after the quarter ended. The proxy statement was last filed Oct 19, 2026.

Filings a yearinsider forms included
161312039064
202120222023202420252026

2026 counts to Nov 13, 2026.

Listing warning from its exchange (8-K item 3.01): 12 times in the last 36 months, the newest Nov 12, 2026.Officer or director change (8-K item 5.02): 10 times in the last 36 months, the newest Jun 25, 2026.Debt trigger or default notice (8-K item 2.04): 1 time in the last 36 months, the newest Aug 5, 2025.SEC letters: 14 in the last 36 months, the newest Dec 30, 2025.A late-filing notice, Form NT 10-K, filed Jun 30, 2026.A late-filing notice, Form NT 10-Q, filed Aug 19, 2025.A late-filing notice, Form NT 10-K, filed Jul 1, 2025.A late-filing notice, Form NT 10-K, filed Jul 2, 2024.
Insider forms 111

Insider forms (3, 4, 5 and 144) are counted each year but not listed here; the people and their trades are on the Ownership tab.

FiledFormWhat it is, in plain wordsPeriodAsk
Nov 12, 2026 8-K item 3.01 Listing warning from its exchange · Current report Nov 5, 2026
Nov 4, 2026 8-K item 5.07 Shareholder vote · Current report Oct 29, 2026
Oct 28, 2026 8-K items 7.01, 8.01, 9.01 Investor disclosure (Regulation FD); Other event · Current report
Oct 19, 2026 DEF 14A Proxy statement
Oct 14, 2026 8-K items 1.01, 9.01 Major agreement signed · Current report Oct 7, 2026
Oct 7, 2026 PRE 14A Preliminary proxy statement
Oct 5, 2026 SCHEDULE 13G/A Large holder update, amended
Sep 23, 2026 8-K items 7.01, 9.01 Investor disclosure (Regulation FD) · Current report
Sep 18, 2026 8-K items 7.01, 9.01 Investor disclosure (Regulation FD) · Current report
Sep 16, 2026 8-K item 3.02 Shares sold without registration · Current report Sep 15, 2026
Aug 14, 2026 10-Q Quarterly report Jun 30, 2026
Aug 14, 2026 8-K items 2.02, 9.01 Results released · Current report
Aug 11, 2026 8-K items 2.03, 9.01 New debt or obligation taken on · Current report Aug 5, 2026
Aug 7, 2026 S-8 Employee stock plan registration
Aug 7, 2026 424B3 Shelf offering
Aug 5, 2026 EFFECT Registration effective
Jul 29, 2026 S-1 Listing registration
Jul 24, 2026 D Private placement notice
Jul 13, 2026 DEFA14A Extra proxy material
Jul 13, 2026 8-K items 3.02, 3.03, 5.03, 7.01, 9.01 Shares sold without registration; Change to shareholders' rights; Charter, bylaw or fiscal-year change; Investor disclosure (Regulation FD) · Current report Jul 10, 2026
Jul 9, 2026 SCHEDULE 13D Activist holder notice
Jul 7, 2026 8-K items 2.03, 9.01 New debt or obligation taken on · Current report Jun 30, 2026
Jun 30, 2026 10-K Annual report Mar 31, 2026
Jun 30, 2026 NT 10-K Late annual report notice Mar 31, 2026
Jun 29, 2026 8-K items 2.02, 7.01, 9.01 Results released; Investor disclosure (Regulation FD) · Current report
Jun 25, 2026 8-K items 7.01, 8.01, 9.01 Investor disclosure (Regulation FD); Other event · Current report
Jun 25, 2026 8-K/A item 5.02 Officer or director change · Current report, amended Mar 10, 2026
Apr 20, 2026 SCHEDULE 13D/A Activist holder update, amended
Apr 17, 2026 D Private placement notice
Apr 10, 2026 424B3 Shelf offering
Apr 10, 2026 DEFA14A Extra proxy material
Apr 10, 2026 8-K items 3.02, 3.03, 5.03, 7.01, 9.01 Shares sold without registration; Change to shareholders' rights; Charter, bylaw or fiscal-year change; Investor disclosure (Regulation FD) · Current report Apr 8, 2026
Apr 7, 2026 424B3 Shelf offering
Mar 30, 2026 8-K items 5.02, 5.07, 9.01 Officer or director change; Shareholder vote · Current report Mar 27, 2026
Mar 13, 2026 DEF 14A Proxy statement
Mar 12, 2026 424B3 Shelf offering
Mar 12, 2026 8-K items 1.01, 3.02, 5.02, 7.01, 9.01 Major agreement signed; Shares sold without registration; Officer or director change; Investor disclosure (Regulation FD) · Current report Mar 10, 2026
Feb 18, 2026 424B3 Shelf offering
Feb 17, 2026 10-Q Quarterly report Dec 31, 2025
Feb 17, 2026 8-K items 2.02, 9.01 Results released · Current report
40 of 384 shown

Every row opens the filing on EDGAR. The plain words are the site's own for each form and each 8-K item; the complete history, insider forms included, is on EDGAR.

SI Assistanton BENF · research, not advice