Beneficient (BENF)
Nasdaq: BENF · Finance Services · Dallas, TX · filing with the SEC since 2021
Who owns Beneficient
As filed with the SECHolders of 5% or more
2
Mack Hicks holds 81.2% of Class A Common Stock, par value $0.001 per share, as its SCHEDULE 13D/A filed Apr 20, 2026 says.
Directors and officers
7
report now, of 17 people on the record since 2023. Their holdings as a group are not read here.
Institutions as a whole
n/a
The record does not read the share held by managers that file Form 13F, so none is printed and no split of the rest is estimated. What it holds is the 2 named at left.
Holders of 5% or moreshare of the class, as filed
Mack Hicks
SCHEDULE 13D/A · filed Apr 20, 2026 · Class A Common Stock, par value $0.001 per share
James G. Silk
SCHEDULE 13D · filed Jul 9, 2026 · Class A Common Stock, par value $0.001 per share
Brad K. Heppner
SCHEDULE 13D/A · filed Dec 26, 2024 · Class A Common Stock · reported falling below 5%
YA II PN, Ltd.
SCHEDULE 13G/A · filed Oct 5, 2026 · Class A Common Stock, par value $0.001 · reported falling below 5%
Hatteras Investment Partners, LP
SCHEDULE 13G/A · filed Nov 14, 2025 · Beneficient Class A common stock, par value $0.001 per share · reported falling below 5%, from 6.7% in Aug 19, 2025
What BENF reports owning in othersstakes of 5% or more, and other ties
Other ties the annual report names
CT Risk Management, L.L.C.
An entity · legal entity · owns, named in the 10-K filed Jun 30, 2026
Customer ExAlt Trusts
An entity · legal entity · owns, named in the 10-K filed Jun 30, 2026
Hicks Holdings L.L.C
An entity · legal entity, related party · owns, named in the 10-K filed Jun 30, 2026
Yorkville Warrants
A company bought · acquisition · owns, named in the 10-K filed Jun 30, 2026
20 subsidiaries in 2 countries, from the list filed with the 10-K filed Jun 30, 2026.
Insider tradesForm 4
0sales
3purchases
0sales on a scheduled plan
0people selling
$0sold, in dollars
$0bought, in dollars
Open-market trades on Form 4 from Oct 29, 2025 to Oct 29, 2026. A scheduled plan is a selling program set in advance under SEC rule 10b5-1. The trades are listed as filed and do not feed the grade.
By calendar yearSoldBought
2026 runs to Oct 29, 2026. Dollars as filed, summed by the transaction date.
People who traded in the window3 of 22 on the roster
| Person | Role as filed | Sales | Sold | On a plan | Buys | Bought |
|---|---|---|---|---|---|---|
| Silk James G. | Chief Executive Officer | 0 | $0 | 0 | 1 | $0 |
| Fletcher Derek L. | Chief Fiduciary Officer | 0 | $0 | 0 | 1 | $0 |
| Cangany Peter T Jr | director | 0 | $0 | 0 | 1 | $0 |