Capital Southwest Corporation (CSWC)
Nasdaq: CSWC · Dallas, TX · filing with the SEC since 1994
Who owns Capital Southwest Corporation
As filed with the SECHolders of 5% or more
0
No Schedule 13D or 13G naming this company is on file.
Directors and officers
8
report now, of 14 people on the record since 2006. Their holdings as a group are not read here.
Institutions as a whole
n/a
The record does not read the share held by managers that file Form 13F, so none is printed and no split of the rest is estimated. What it holds is the 0 named at left.
Holders of 5% or moreshare of the class, as filed
No holder of 5% or more is on file in a Schedule 13D or 13G naming this company.
What CSWC reports owning in othersstakes of 5% or more, and other ties
5 subsidiaries in 1 country, from the list filed with the 10-K filed May 19, 2026.
Insider tradesForm 4
1sales
7purchases
0sales on a scheduled plan
1people selling
$100,000sold, in dollars
$300,000bought, in dollars
Open-market trades on Form 4 from Oct 1, 2025 to Oct 1, 2026. A scheduled plan is a selling program set in advance under SEC rule 10b5-1. The trades are listed as filed and do not feed the grade.
By calendar yearSoldBought
2026 runs to Oct 1, 2026. Dollars as filed, summed by the transaction date.
People who traded in the window4 of 18 on the roster
| Person | Role as filed | Sales | Sold | On a plan | Buys | Bought |
|---|---|---|---|---|---|---|
| Thomas William R III | Vice President | 1 | $100,000 | 0 | 2 | $200,000 |
| Rogers-Windsor Ramona Lynn | director | 0 | $0 | 0 | 3 | $0 |
| Battist Christine | director | 0 | $0 | 0 | 2 | $0 |
| Sarner Michael Scott | President and CEO | 0 | $0 | 0 | 1 | $100,000 |