Capital Southwest Corporation (CSWC)
Nasdaq: CSWC · Dallas, TX · filing with the SEC since 1994
Who runs Capital Southwest Corporation
Officers and directors as they report to the SEC on Forms 3, 4 and 5, named as filedChief executive, as filed
Sarner Michael Scott
President and CEO. First filing Jul 2015, latest Jun 10, 2026, 8 filings in all.
Officers reporting now
4
of 8 people with a filing in the last fifteen months
Directors reporting now
4
14 people on the record since 2006
Officerssales are open-market, Oct 1, 2025 to Oct 1, 2026
| Name | Title as filed | First filing | Latest filing | Sales, 12 months |
|---|---|---|---|---|
| Thomas William R III | Vice President | Jul 2006 | Oct 1, 2026 | 1 · $100,000 |
| Sarner Michael Scott | President and CEO | Jul 2015 | Jun 10, 2026 | none |
| Rehberger Chris | Chief Financial Officer | Feb 2025 | Jun 10, 2026 | none |
| Weinstein Joshua S. | Senior Managing Director & CIO | May 2021 | Jun 10, 2026 | none |
Directorssales are open-market, Oct 1, 2025 to Oct 1, 2026
| Name | Role | First filing | Latest filing | Sales, 12 months |
|---|---|---|---|---|
| Battist Christine | director | Aug 2018 | Aug 11, 2026 | none |
| Brooks David R | director | Jan 2014 | Aug 11, 2026 | none |
| Furst Jack D | director | Jul 2014 | Aug 11, 2026 | none |
| Rogers-Windsor Ramona Lynn | director | Apr 2021 | Aug 11, 2026 | none |
Earlier names on the record10, newest filing first
Diehl Bowen S · officer · last filing Jun 2024Morgan Thomas Duane · director · last filing Aug 2021Wilson John H · director · last filing Mar 2018Ashbaugh William M · officer · last filing Jan 2018Kelley Douglas M. · officer · last filing Jan 2018Moab Capital Partners LLC · 10% owner · last filing Aug 2017Moab Gp LLC · 10% owner · last filing Aug 2017Moab Partners LP · 10% owner · last filing Aug 2017Rothenberg Michael · 10% owner · last filing Aug 2017Armes Joseph B · officer · last filing Aug 2017
A person is listed as reporting now after a filing in the last fifteen months. The record shows when someone last filed; it does not say why they stopped. Each name links to the filings on sec.gov.