Company Analysis

Direct Digital Holdings, Inc. (DRCT)

OTC: DRCT · Services-Advertising · Houston, TX · filing with the SEC since 2021
Grade2.1
◀ Past 2.1● Present 2.5▶ Future 1.5
2 est.

Filings

254 filings since 2017 beside 176 insider forms · and emerging growth company · read from EDGAR on Nov 13, 2026
Due next and emerging growth company
10-Q Quarterly report for the quarter ending Sep 30, 2026Non-accelerated filers and smaller reporting companies have 45 days after the quarter ends; quarter ends are taken to the month end. by Nov 14, 2026
10-K Annual report for the fiscal year ending Dec 31, 2026Non-accelerated filers and smaller reporting companies have 90 days after the fiscal year ends. by Mar 31, 2027

A deadline is the latest date the SEC's rules allow for its filer category. It is not a forecast of the day the company files. Last time, the results release (8-K item 2.02) came 43 days after the quarter ended. The proxy statement was last filed Jun 23, 2026.

Filings a yearinsider forms included
867807912472
202120222023202420252026

2026 counts to Nov 13, 2026.

Listing warning from its exchange (8-K item 3.01): 10 times in the last 36 months, the newest Oct 21, 2026.Officer or director change (8-K item 5.02): 5 times in the last 36 months, the newest Jul 31, 2026.Warning not to rely on past financial statements (8-K item 4.02): 1 time in the last 36 months, the newest Oct 15, 2024.Auditor change (8-K item 4.01): 2 times in the last 36 months, the newest Jun 10, 2024.SEC letters: 11 in the last 36 months, the newest May 26, 2026.A late-filing notice, Form NT 10-Q, filed Aug 15, 2024.A late-filing notice, Form NT 10-Q, filed May 16, 2024.A late-filing notice, Form NT 10-K, filed Apr 2, 2024.
Insider forms 176

Insider forms (3, 4, 5 and 144) are counted each year but not listed here; the people and their trades are on the Ownership tab.

FiledFormWhat it is, in plain wordsPeriodAsk
Nov 2, 2026 25 Delisting notice
Oct 28, 2026 EFFECT Registration effective
Oct 28, 2026 EFFECT Registration effective
Oct 28, 2026 EFFECT Registration effective
Oct 28, 2026 EFFECT Registration effective
Oct 28, 2026 EFFECT Registration effective
Oct 28, 2026 EFFECT Registration effective
Oct 26, 2026 S-8 POS Employee stock plan update
Oct 26, 2026 S-8 POS Employee stock plan update
Oct 26, 2026 S-8 POS Employee stock plan update
Oct 23, 2026 POS AM Registration amended after taking effect
Oct 23, 2026 POS AM Registration amended after taking effect
Oct 23, 2026 POS AM Registration amended after taking effect
Oct 23, 2026 POS AM Registration amended after taking effect
Oct 23, 2026 POS AM Registration amended after taking effect
Oct 23, 2026 POS AM Registration amended after taking effect
Oct 23, 2026 RW Registration withdrawal request
Oct 21, 2026 8-K items 3.01, 7.01, 9.01 Listing warning from its exchange; Investor disclosure (Regulation FD) · Current report
Oct 2, 2026 8-K item 3.01 Listing warning from its exchange · Current report Oct 1, 2026
Oct 1, 2026 8-K items 1.01, 2.03, 9.01 Major agreement signed; New debt or obligation taken on · Current report Sep 25, 2026
Aug 28, 2026 8-K items 1.01, 2.03, 9.01 Major agreement signed; New debt or obligation taken on · Current report Aug 26, 2026
Aug 21, 2026 8-K items 1.01, 8.01, 9.01 Major agreement signed; Other event · Current report Aug 14, 2026
Aug 14, 2026 10-Q Quarterly report Jun 30, 2026
Aug 12, 2026 8-K items 2.02, 9.01 Results released · Current report
Jul 31, 2026 8-K items 5.02, 5.07 Officer or director change; Shareholder vote · Current report
Jun 29, 2026 DEFR14A Revised proxy statement
Jun 23, 2026 DEF 14A Proxy statement
Jun 11, 2026 8-K items 5.08, 8.01 item 5.08; Other event · Current report Jun 8, 2026
Jun 4, 2026 8-K items 5.02, 7.01, 9.01 Officer or director change; Investor disclosure (Regulation FD) · Current report Jun 3, 2026
May 28, 2026 424B3 Shelf offering
May 27, 2026 EFFECT Registration effective
May 26, 2026 CORRESP Reply to the SEC
May 21, 2026 S-1/A Listing registration, amended
May 21, 2026 8-K items 1.01, 8.01, 9.01 Major agreement signed; Other event · Current report May 15, 2026
May 20, 2026 D Private placement notice
May 15, 2026 10-Q Quarterly report Mar 31, 2026
May 12, 2026 SCHEDULE 13G Large holder notice
May 11, 2026 8-K items 2.02, 9.01 Results released · Current report
May 6, 2026 UPLOAD SEC comment letter
Apr 29, 2026 S-1 Listing registration
40 of 254 shown

Every row opens the filing on EDGAR. The plain words are the site's own for each form and each 8-K item; the complete history, insider forms included, is on EDGAR.

SI Assistanton DRCT · research, not advice