Ellington Financial Inc. (EFC)
NYSE: EFC · Real Estate · Greenwich, CT · filing with the SEC since 2007
Who runs Ellington Financial Inc.
Officers and directors as they report to the SEC on Forms 3, 4 and 5, named as filedOfficers reporting now
4
of 7 people with a filing in the last fifteen months
Directors reporting now
3
10 people on the record since 2010
Officerssales are open-market, Sep 30, 2025 to Sep 30, 2026
| Name | Title as filed | First filing | Latest filing | Sales, 12 months |
|---|---|---|---|---|
| Mumford Lisa | Chief Financial Officer | Oct 2010 | Sep 10, 2026 | none |
| Vranos Michael W | Co-Chief Investment Officer | Oct 2010 | Aug 6, 2026 | none |
| Herlihy John | Chief Financial Officer | Apr 2018 | Dec 19, 2025 | none |
| Smernoff Chris | Chief Accounting Officer | Apr 2018 | Dec 19, 2025 | none |
Directorssales are open-market, Sep 30, 2025 to Sep 30, 2026
| Name | Role | First filing | Latest filing | Sales, 12 months |
|---|---|---|---|---|
| Dannhauser Stephen J | director | Feb 2021 | Sep 10, 2026 | none |
| Resendez Edward | director | Oct 2010 | Sep 10, 2026 | none |
| Simon Ronald I | director | Oct 2010 | Sep 10, 2026 | none |
Earlier names on the record4, newest filing first
A person is listed as reporting now after a filing in the last fifteen months. The record shows when someone last filed; it does not say why they stopped. Each name links to the filings on sec.gov.