Equus Total Return, Inc. (EQS)
NYSE: EQS · Houston, TX · filing with the SEC since 1995
Filings
236 filings since 2017 beside 28 insider forms · Non-accelerated filer · read from EDGAR on Nov 13, 2026Due nextNon-accelerated filer
10-Q
Quarterly report for the quarter ending Sep 30, 2026Non-accelerated filers and smaller reporting companies have 45 days after the quarter ends; quarter ends are taken to the month end.
by Nov 14, 2026
10-K
Annual report for the fiscal year ending Dec 31, 2026Non-accelerated filers and smaller reporting companies have 90 days after the fiscal year ends.
by Mar 31, 2027
A deadline is the latest date the SEC's rules allow for its filer category. It is not a forecast of the day the company files. The proxy statement was last filed Apr 30, 2026.
Filings a yearinsider forms included
2826281921203920
2026 counts to Nov 13, 2026.
Listing warning from its exchange (8-K item 3.01): 3 times in the last 36 months, the newest Oct 13, 2026.Auditor change (8-K item 4.01): 2 times in the last 36 months, the newest May 12, 2026.Officer or director change (8-K item 5.02): 2 times in the last 36 months, the newest Jan 6, 2025.SEC letters: 2 in the last 36 months, the newest May 12, 2025.A late-filing notice, Form NT 10-Q, filed May 18, 2026.A late-filing notice, Form NT 10-K, filed Apr 1, 2026.A late-filing notice, Form NT 10-Q, filed Nov 17, 2025.A late-filing notice, Form NT 10-Q, filed Aug 15, 2025.A late-filing notice, Form NT 10-Q, filed May 16, 2025.A late-filing notice, Form NT 10-K, filed Apr 1, 2025.A late-filing notice, Form NT 10-Q, filed Aug 14, 2024.A late-filing notice, Form NT 10-K, filed Apr 2, 2024.
Insider forms (3, 4, 5 and 144) are counted each year but not listed here; the people and their trades are on the Ownership tab.
FiledFormWhat it is, in plain wordsPeriodAsk
Oct 13, 2026
8-K items 3.01, 7.01, 9.01
Listing warning from its exchange; Investor disclosure (Regulation FD) · Current report
40 of 236 shown
Every row opens the filing on EDGAR. The plain words are the site's own for each form and each 8-K item; the complete history, insider forms included, is on EDGAR.