Equus Total Return, Inc. (EQS)
NYSE: EQS · Houston, TX · filing with the SEC since 1995
Who runs Equus Total Return, Inc.
Officers and directors as they report to the SEC on Forms 3, 4 and 5, named as filedChief executive, as filed
Hardy John A.
CEO. First filing Jun 2010, latest Sep 17, 2025, 2 filings in all.
Officers reporting now
2
of 2 people with a filing in the last fifteen months
Directors reporting now
0
7 people on the record since 2006
Officerssales are open-market, Sep 30, 2025 to Sep 30, 2026
| Name | Title as filed | First filing | Latest filing | Sales, 12 months |
|---|---|---|---|---|
| Denos Kenneth I | Secretary | Oct 2007 | Sep 30, 2025 | none |
| Hardy John A. | CEO | Jun 2010 | Sep 17, 2025 | none |
Earlier names on the record8, newest filing first
Knauss Robert L · director · last filing Jul 2023Tokarz Michael T · 10% owner · last filing Oct 2021Des Pallieres Bertrand · director · last filing Oct 2021Atkinson Fraser · director · last filing May 2021Mvc Capital, Inc. · 10% owner · last filing Jul 2020Tokarz Group Advisers LLC · 10% owner · last filing Jul 2020Bergner Richard F · director · last filing Mar 2017Hankinson Henry W · director · last filing Mar 2017
A person is listed as reporting now after a filing in the last fifteen months. The record shows when someone last filed; it does not say why they stopped. Each name links to the filings on sec.gov.