Company Analysis

Gladstone Investment Corporation Business Development Company (GAIN)

Nasdaq: GAIN · Mclean, VA · filing with the SEC since 2005
Grade4.9
◀ Past 5.4● Present 4.5▶ Future 5.0
5 est.

Filings

336 filings since 2017 beside 56 insider forms · Non-accelerated filer · read from EDGAR on Nov 13, 2026
Due nextNon-accelerated filer
10-Q Quarterly report for the quarter ending Dec 31, 2026Non-accelerated filers and smaller reporting companies have 45 days after the quarter ends; quarter ends are taken to the month end. by Feb 14, 2027
10-K Annual report for the fiscal year ending Mar 31, 2027Non-accelerated filers and smaller reporting companies have 90 days after the fiscal year ends. by Jun 29, 2027

A deadline is the latest date the SEC's rules allow for its filer category. It is not a forecast of the day the company files. Last time, the results release (8-K item 2.02) came 40 days after the quarter ended. The proxy statement was last filed Jun 18, 2026.

Filings a yearinsider forms included
3239512643432738
20192020202120222023202420252026

2026 counts to Nov 13, 2026.

Officer or director change (8-K item 5.02): 8 times in the last 36 months, the newest Oct 26, 2026.SEC letters: 2 in the last 36 months, the newest Oct 16, 2024.
Insider forms 56

Insider forms (3, 4, 5 and 144) are counted each year but not listed here; the people and their trades are on the Ownership tab.

FiledFormWhat it is, in plain wordsPeriodAsk
Nov 9, 2026 8-K items 2.02, 9.01 Results released · Current report
Nov 9, 2026 10-Q Quarterly report Sep 30, 2026
Oct 26, 2026 8-K item 5.02 Officer or director change · Current report Oct 22, 2026
Oct 1, 2026 8-K item 5.02 Officer or director change · Current report
Sep 4, 2026 8-K item 5.07 Shareholder vote · Current report
Aug 6, 2026 8-K items 2.02, 9.01 Results released · Current report
Aug 6, 2026 10-Q Quarterly report Jun 30, 2026
Aug 6, 2026 DEFA14A Extra proxy material
Aug 6, 2026 8-K item 5.07 Shareholder vote · Current report
Jul 14, 2026 DEFA14A Extra proxy material
Jul 8, 2026 8-K items 8.01, 9.01 Other event · Current report Jul 7, 2026
Jun 18, 2026 DEF 14A Proxy statement Aug 6, 2026
Jun 11, 2026 8-K items 1.01, 2.03, 9.01 Major agreement signed; New debt or obligation taken on · Current report Jun 10, 2026
Jun 2, 2026 8-K items 5.02, 7.01, 9.01 Officer or director change; Investor disclosure (Regulation FD) · Current report Jun 1, 2026
May 12, 2026 8-K items 2.02, 9.01 Results released · Current report
May 12, 2026 10-K Annual report Mar 31, 2026
May 4, 2026 25-NSE Delisting notice from the exchange
May 4, 2026 PRE 14A Preliminary proxy statement Aug 6, 2026
Mar 23, 2026 8-K items 5.02, 7.01, 9.01 Officer or director change; Investor disclosure (Regulation FD) · Current report Mar 20, 2026
Feb 18, 2026 CERT Exchange listing certification
Feb 18, 2026 8-A12B Class of securities registered for listing
Feb 18, 2026 8-K items 1.01, 2.03, 9.01 Major agreement signed; New debt or obligation taken on · Current report
Feb 11, 2026 424B2 Offering prospectus, notes or structured products
Feb 11, 2026 8-K items 1.01, 9.01 Major agreement signed · Current report Feb 10, 2026
Feb 10, 2026 497AD Form 497AD
Feb 10, 2026 FWP Offering communication
Feb 9, 2026 424B2 Offering prospectus, notes or structured products
Feb 9, 2026 497AD Form 497AD
Feb 3, 2026 8-K items 2.02, 9.01 Results released · Current report
Feb 3, 2026 10-Q Quarterly report Dec 31, 2025
Dec 15, 2025 25-NSE Delisting notice from the exchange
Nov 20, 2025 40-17G Form 40-17G
Nov 14, 2025 8-K item 8.01 Other event · Current report
Nov 14, 2025 N-23C-2 Form N-23C-2
Nov 10, 2025 8-K items 1.01, 9.01 Major agreement signed · Current report Nov 6, 2025
Nov 6, 2025 424B2 Offering prospectus, notes or structured products
Nov 6, 2025 FWP Offering communication
Nov 4, 2025 8-K items 2.02, 9.01 Results released · Current report
Nov 4, 2025 10-Q Quarterly report Sep 30, 2025
Aug 13, 2025 40-APP/A Form 40-APP/A
40 of 336 shown

Every row opens the filing on EDGAR. The plain words are the site's own for each form and each 8-K item; the complete history, insider forms included, is on EDGAR.

SI Assistanton GAIN · research, not advice