Gladstone Investment Corporation Business Development Company (GAIN)
Nasdaq: GAIN · Mclean, VA · filing with the SEC since 2005
Who runs Gladstone Investment Corporation Business Development Company
Officers and directors as they report to the SEC on Forms 3, 4 and 5, named as filedOfficers reporting now
5
of 6 people with a filing in the last fifteen months
Directors reporting now
1
16 people on the record since 2006
Officerssales are open-market, Oct 26, 2025 to Oct 26, 2026
| Name | Title as filed | First filing | Latest filing | Sales, 12 months |
|---|---|---|---|---|
| Ritchie Taylor | Chief Financial Officer | Nov 2024 | Aug 19, 2026 | none |
| Stelljes George III | CIO | Jan 2007 | Jun 5, 2026 | none |
| Highland Erika P | Executive Vice President | Apr 2026 | Apr 7, 2026 | none |
| Lee Christopher James | Executive Vice President | Apr 2026 | Apr 7, 2026 | none |
| Sateri John | Chief Investment Officer | Mar 2026 | Mar 30, 2026 | none |
Directorssales are open-market, Oct 26, 2025 to Oct 26, 2026
| Name | Role | First filing | Latest filing | Sales, 12 months |
|---|---|---|---|---|
| Wilkinson Walter H | director | Oct 2014 | Oct 26, 2026 | none |
Earlier names on the record10, newest filing first
Hellmold Erich Michael · officer · last filing Jul 2025Dullum David A R · officer · last filing Oct 2024Gorka Katharine C · director · last filing Aug 2024Easton Rachael Z. · officer · last filing Nov 2023Novara Paula · director · last filing Oct 2022Smith Jennifer A · officer · last filing Aug 2022Gladstone David · officer · last filing Jan 2021Brubaker Terry Lee · officer · last filing Mar 2020Ryan Julia · officer · last filing Mar 2020Licalsi Michael · officer · last filing Mar 2020
A person is listed as reporting now after a filing in the last fifteen months. The record shows when someone last filed; it does not say why they stopped. Each name links to the filings on sec.gov.