Great Elm Capital Corp. (GECC)
Nasdaq: GECC · Palm Beach Gardens, FL · filing with the SEC since 2016
Who owns Great Elm Capital Corp.
As filed with the SECHolders of 5% or more
5
Great Elm Strategic Partnership I, LLC holds 9.9% of Common Stock, par value $0.01 per share, as its SCHEDULE 13G/A filed Aug 6, 2026 says.
Directors and officers
4
report now, of 18 people on the record since 2016. Their holdings as a group are not read here.
Institutions as a whole
n/a
The record does not read the share held by managers that file Form 13F, so none is printed and no split of the rest is estimated. What it holds is the 5 named at left.
Holders of 5% or moreshare of the class, as filed
Great Elm Strategic Partnership I, LLC
SCHEDULE 13G/A · filed Aug 6, 2026 · Common Stock, par value $0.01 per share · 11.1% in Nov 10, 2025
Poor Richard LLC
SCHEDULE 13G · filed Sep 4, 2025 · Common Stock, $0.01 par value
Great Elm Group, Inc.
SCHEDULE 13D/A · filed Oct 9, 2025 · Common Stock, par value $0.01 per share · 11.1% in Aug 27, 2025
Summit Grove Partners, LLC
SCHEDULE 13G/A · filed Aug 6, 2026 · Common Stock, par value $0.01 per share
Prosper Peak Holdings, LLC
SCHEDULE 13G/A · filed Aug 6, 2026 · Common Stock, par value $0.01 per share
Drapkin Matthew A
SCHEDULE 13G/A · filed May 15, 2026 · Common Stock, $0.01 Par Value (the "Common Stock") · reported falling below 5%, from 6.2% in Mar 5, 2026
What GECC reports owning in othersstakes of 5% or more, and other ties
Other ties the annual report names
CLO Formation JV, LLC
An entity · legal entity · owns, named in the 10-K filed Mar 2, 2026
Great Elm Specialty Finance
An entity · legal entity · owns, named in the 10-K filed Mar 2, 2026
Great Elm Strategic Partnership I, LLC
An entity · legal entity · owns, named in the 10-K filed Mar 2, 2026
Lucid Capital Markets, LLC
An entity · legal entity · owns, named in the 10-K filed Mar 2, 2026
P F S Holdings Corp
An entity · legal entity · owns, named in the 10-K filed Mar 2, 2026
Poor Richard, LLC
An entity · legal entity · owns, named in the 10-K filed Mar 2, 2026
1 subsidiary in 1 country, from the list filed with the 10-K filed Mar 2, 2026.
Insider tradesForm 4
0sales
1purchases
0sales on a scheduled plan
0people selling
$0sold, in dollars
$200,000bought, in dollars
Open-market trades on Form 4 from Sep 30, 2025 to Sep 30, 2026. A scheduled plan is a selling program set in advance under SEC rule 10b5-1. The trades are listed as filed and do not feed the grade.
By calendar yearSoldBought
2025 runs to Sep 30, 2026. Dollars as filed, summed by the transaction date.
People who traded in the window1 of 29 on the roster
| Person | Role as filed | Sales | Sold | On a plan | Buys | Bought |
|---|---|---|---|---|---|---|
| Kaplan Matthew D | CEO and President | 0 | $0 | 0 | 1 | $200,000 |