Great Elm Capital Corp. (GECC)
Nasdaq: GECC · Palm Beach Gardens, FL · filing with the SEC since 2016
Who runs Great Elm Capital Corp.
Officers and directors as they report to the SEC on Forms 3, 4 and 5, named as filedChief executive, as filed
Kaplan Matthew D
CEO and President. First filing Mar 2022, latest Nov 10, 2025, 4 filings in all.
Officers reporting now
3
of 4 people with a filing in the last fifteen months
Directors reporting now
1
18 people on the record since 2016
Officerssales are open-market, Sep 30, 2025 to Sep 30, 2026
| Name | Title as filed | First filing | Latest filing | Sales, 12 months |
|---|---|---|---|---|
| Davis Keri | CFO | Mar 2019 | Sep 23, 2026 | none |
| Kleinman Adam M | CCO and Secretary | Oct 2017 | Sep 23, 2026 | none |
| Kaplan Matthew D | CEO and President | Mar 2022 | Nov 10, 2025 | none |
Directorssales are open-market, Sep 30, 2025 to Sep 30, 2026
| Name | Role | First filing | Latest filing | Sales, 12 months |
|---|---|---|---|---|
| Reese Jason W. | director | Mar 2026 | Mar 5, 2026 | none |
Owners of more than 10% of a classsales are open-market, Sep 30, 2025 to Sep 30, 2026
| Name | Role | First filing | Latest filing | Sales, 12 months |
|---|---|---|---|---|
| Great Elm Group, Inc. | 10% owner | Dec 2020 | Sep 23, 2026 | none |
| Great Elm Strategic Partnership I, LLC | 10% owner | Feb 2024 | Jun 30, 2026 | none |
Earlier names on the record23, newest filing first
Cohen Richard M · director · last filing Jun 2025Perry Chad · director · last filing Jun 2025Drapkin Matthew A · director · last filing Sep 2024Kuperschmid Mark · director · last filing May 2023Bc Advisors LLC · 10% owner · last filing Jun 2022Northern Right Capital (Qp), L.P. · 10% owner · last filing Jun 2022Northern Right Capital Management, L.P. · 10% owner · last filing Jun 2022Nrc Partners I, LP · 10% owner · last filing Jun 2022Lenders Funding LLC /california · 10% owner · last filing Oct 2021Zadek Robert A · 10% owner · last filing Oct 2021Reed Peter A · officer · last filing Sep 2021Falk Erik A · director · last filing Mar 2021Horsey Randall Revell · director · last filing Jan 2021Speller Michael C · director · last filing Jan 2021Stuart John Edward · director · last filing Jan 2021Forest Investments, Inc. · 10% owner · last filing Dec 2020Mast Capital Management, LLC · 10% owner · last filing Jun 2019Steinberg David J. · 10% owner · last filing Jun 2019Woods John J · officer · last filing Jun 2018Sell Michael J. · officer · last filing Nov 2017Wilson Robert · officer · last filing Dec 2016Biderman Mark C · director · last filing Dec 2016Davis Eugene I · director · last filing Dec 2016
A person is listed as reporting now after a filing in the last fifteen months. The record shows when someone last filed; it does not say why they stopped. Each name links to the filings on sec.gov.