U.S. Global Investors, Inc. (GROW)
Nasdaq: GROW · Investment Advice · San Antonio, TX · filing with the SEC since 1995
Who owns U.S. Global Investors, Inc.
As filed with the SECHolders of 5% or more
1
Vanguard Capital Management holds 5.55% of Common Stock, as its SCHEDULE 13G filed Apr 30, 2026 says.
Directors and officers
2
report now, of 6 people on the record since 2006. Their holdings as a group are not read here.
Institutions as a whole
n/a
The record does not read the share held by managers that file Form 13F, so none is printed and no split of the rest is estimated. What it holds is the 1 named at left.
Holders of 5% or moreshare of the class, as filed
Vanguard Capital Management
SCHEDULE 13G · filed Apr 30, 2026 · Common Stock
Gator Capital Management, LLC
SCHEDULE 13G/A · filed Jun 2, 2026 · CLASS A · reported falling below 5%, from 9.93% in May 13, 2026
The Vanguard Group
SCHEDULE 13G/A · filed Mar 27, 2026 · Common Stock · reported falling below 5%
What GROW reports owning in othersstakes of 5% or more, and other ties
Other ties the annual report names
U S Global E T Fs
An entity · legal entity · owns, named in the 10-K filed Sep 3, 2026
HIVE Blockchain Technologies Ltd.
An investee · investee, related party · invested in, named in the 10-K filed Sep 3, 2026
The Sonar Company
An investee · investee · invested in, named in the 10-K filed Sep 3, 2026
Its Form 13F-HR for Sep 30, 2026 lists 137 holdings. The record carries no value for them.
Insider tradesForm 4
0sales
0purchases
0sales on a scheduled plan
0people selling
$0sold, in dollars
$0bought, in dollars
Open-market trades on Form 4 from Nov 9, 2025 to Nov 9, 2026. A scheduled plan is a selling program set in advance under SEC rule 10b5-1. The trades are listed as filed and do not feed the grade.
By calendar yearSoldBought
2022 runs to Nov 9, 2026. Dollars as filed, summed by the transaction date.
People who traded in the window2 of 8 on the roster
| Person | Role as filed | Sales | Sold | On a plan | Buys | Bought |
|---|---|---|---|---|---|---|
| Pilecki Derek Steven | 10% owner | 0 | $0 | 0 | 15 | $300,000 |
| Gator Capital Management, LLC | 10% owner | 0 | $0 | 0 | 14 | $200,000 |