U.S. Global Investors, Inc. (GROW)
Nasdaq: GROW · Investment Advice · San Antonio, TX · filing with the SEC since 1995
Who runs U.S. Global Investors, Inc.
Officers and directors as they report to the SEC on Forms 3, 4 and 5, named as filedChief executive, as filed
Holmes Frank E
CEO/CIO. First filing Jan 2006, latest Nov 2, 2026, 95 filings in all.
Officers reporting now
2
of 2 people with a filing in the last fifteen months
Directors reporting now
0
6 people on the record since 2006
Officerssales are open-market, Nov 9, 2025 to Nov 9, 2026
| Name | Title as filed | First filing | Latest filing | Sales, 12 months |
|---|---|---|---|---|
| Holmes Frank E | CEO/CIO | Jan 2006 | Nov 2, 2026 | none |
| Callicotte Lisa | CFO | Aug 2013 | Nov 2, 2026 | none |
Owners of more than 10% of a classsales are open-market, Nov 9, 2025 to Nov 9, 2026
| Name | Role | First filing | Latest filing | Sales, 12 months |
|---|---|---|---|---|
| Pilecki Derek Steven | 10% owner | May 2026 | Nov 9, 2026 | none |
| Gator Capital Management, LLC | 10% owner | May 2026 | Nov 3, 2026 | none |
Earlier names on the record4, newest filing first
A person is listed as reporting now after a filing in the last fifteen months. The record shows when someone last filed; it does not say why they stopped. Each name links to the filings on sec.gov.