Company Analysis

Hanmi Financial Corporation (HAFC)

Nasdaq: HAFC · National Commercial Banks · Los Angeles, CA · filing with the SEC since 2000
Grade4.1
◀ Past 3.0● Present 4.6▶ Future 5.0

Who owns Hanmi Financial Corporation

As filed with the SEC
Holders of 5% or more
2
State Street Corporation holds 5.2% of COMMON STOCK, as its SCHEDULE 13G filed May 12, 2026 says.
Directors and officers
15
report now, of 28 people on the record since 2006. Their holdings as a group are not read here.
Institutions as a whole
n/a
The record does not read the share held by managers that file Form 13F, so none is printed and no split of the rest is estimated. What it holds is the 2 named at left.
Holders of 5% or moreshare of the class, as filed
State Street Corporation
SCHEDULE 13G · filed May 12, 2026 · COMMON STOCK · 4.7% in Aug 11, 2025
5.2%
Vanguard Capital Management
5.11%
Fmr LLC
SCHEDULE 13G/A · filed Feb 5, 2026 · COMMON STOCK · reported falling below 5%, from 8% in Aug 6, 2025
under 5%
The Vanguard Group
SCHEDULE 13G/A · filed Mar 27, 2026 · Common Stock · reported falling below 5%
under 5%
What HAFC reports owning in othersstakes of 5% or more, and other ties
Other ties the annual report names
Central Bancorp Inc
A company bought · acquisition · owns, named in the 10-K filed Feb 27, 2026

2 subsidiaries in 1 country, from the list filed with the 10-K filed Feb 27, 2026.

Insider tradesForm 4
3sales
1purchases
0sales on a scheduled plan
3people selling
$300,000sold, in dollars
$0bought, in dollars
Open-market trades on Form 4 from Sep 30, 2025 to Sep 30, 2026. A scheduled plan is a selling program set in advance under SEC rule 10b5-1. The trades are listed as filed and do not feed the grade.
By calendar yearSoldBought
16171819202223242526
2026 runs to Sep 30, 2026. Dollars as filed, summed by the transaction date.
People who traded in the window4 of 28 on the roster
PersonRole as filedSalesSoldOn a planBuysBought
Kim Anthony I.Chief Banking Officer1$200,00000$0
Fuhr MatthewChief Credit Officer1$100,00000$0
Medici Daniel Johndirector0$001$0
Pangrazio JosephChief Accounting Officer1$000$0
SI Assistanton HAFC · research, not advice