Happen, Inc. (HAPN)
Nasdaq: HAPN · Personal Credit Institutions · San Francisco, CA · filing with the SEC since 2007
Grade2.9
◀ Past 1.4● Present 2.9▶ Future 5.5
Who owns Happen, Inc.
As filed with the SECHolders of 5% or more
7
Wellington Management Group LLP holds 13.3% of Common Stock, as its SCHEDULE 13G/A filed Aug 13, 2026 says.
Directors and officers
15
report now, of 44 people on the record since 2014. Their holdings as a group are not read here.
Institutions as a whole
n/a
The record does not read the share held by managers that file Form 13F, so none is printed and no split of the rest is estimated. What it holds is the 7 named at left.
Holders of 5% or moreshare of the class, as filed
Wellington Management Group LLP
SCHEDULE 13G/A · filed Aug 13, 2026 · Common Stock · 10.4% in Mar 5, 2026
Blackrock, Inc.
SCHEDULE 13G/A · filed Apr 23, 2025 · Common Stock
Vanguard Portfolio Management
SCHEDULE 13G · filed Apr 29, 2026 · Common Stock
Bay Pond Investors (Bermuda) L.P.
SCHEDULE 13G · filed Apr 24, 2026 · Common Stock
Bay Pond Partners, L.P.
SCHEDULE 13G · filed Apr 24, 2026 · Common Stock
Vanguard Capital Management
SCHEDULE 13G · filed Jul 31, 2026 · Common Stock
Dimensional Fund Advisors LP
SCHEDULE 13G · filed Apr 9, 2026 · Common Stock · 4.9% in Jan 21, 2026
Senvest Management, LLC
SCHEDULE 13G/A · filed Feb 12, 2026 · Common Stock, par value $0.01 per share · reported falling below 5%, from 5% in Jun 17, 2025
Jackson Square Partners, LLC
SCHEDULE 13G/A · filed Feb 4, 2025 · Common · reported falling below 5%
The Vanguard Group
SCHEDULE 13G/A · filed Mar 27, 2026 · Common Stock · reported falling below 5%
What HAPN reports owning in othersstakes of 5% or more, and other ties
Other ties the annual report names
Lending Club
An entity · legal entity · owns, named in the 10-K filed Feb 12, 2026
2 subsidiaries in 1 country, from the list filed with the 10-K filed Feb 12, 2026.
Insider tradesForm 4
31sales
0purchases
31sales on a scheduled plan
6people selling
$9.5Msold, in dollars
$0bought, in dollars
Open-market trades on Form 4 from Nov 6, 2025 to Nov 6, 2026. A scheduled plan is a selling program set in advance under SEC rule 10b5-1. The trades are listed as filed and do not feed the grade.
By calendar yearSoldBought
2026 runs to Nov 6, 2026. Dollars as filed, summed by the transaction date.
People who traded in the window6 of 51 on the roster
| Person | Role as filed | Sales | Sold | On a plan | Buys | Bought |
|---|---|---|---|---|---|---|
| Stack Fergal | SVP, Corporate Controller | 5 | $4.3M | 5 | 0 | $0 |
| Sanborn Scott | CEO | 7 | $3.3M | 7 | 0 | $0 |
| Labenne Andrew | Chief Financial Officer | 2 | $600,000 | 2 | 0 | $0 |
| Armstrong Annie | Chief Risk Officer | 6 | $500,000 | 6 | 0 | $0 |
| Cheng Jordan | General Counsel & Secretary | 6 | $400,000 | 6 | 0 | $0 |
| Selleck Erin | director | 5 | $300,000 | 5 | 0 | $0 |