Company Analysis

Hawthorn Bancshares, Inc. (HWBK)

Nasdaq: HWBK · National Commercial Banks · Jefferson City, MO · filing with the SEC since 1996
Grade5.0
◀ Past 4.4● Present 4.7▶ Future 6.6

Filings

200 filings since 2017 beside 188 insider forms · Accelerated filer and smaller reporting company · read from EDGAR on Nov 13, 2026
Due nextAccelerated filer and smaller reporting company
10-K Annual report for the fiscal year ending Dec 31, 2026Accelerated filers have 75 days after the fiscal year ends. by Mar 16, 2027
10-Q Quarterly report for the quarter ending Mar 31, 2027Accelerated filers have 40 days after the quarter ends; quarter ends are taken to the month end. by May 10, 2027

A deadline is the latest date the SEC's rules allow for its filer category. It is not a forecast of the day the company files. Last time, the results release (8-K item 2.02) came 30 days after the quarter ended. The proxy statement was last filed Apr 17, 2026.

Filings a yearinsider forms included
2641272648533550
20192020202120222023202420252026

2026 counts to Nov 13, 2026.

Officer or director change (8-K item 5.02): 3 times in the last 36 months, the newest Jun 8, 2026.Auditor change (8-K item 4.01): 1 time in the last 36 months, the newest Dec 27, 2023.SEC letters: 2 in the last 36 months, the newest Jun 30, 2025.
Insider forms 188

Insider forms (3, 4, 5 and 144) are counted each year but not listed here; the people and their trades are on the Ownership tab.

FiledFormWhat it is, in plain wordsPeriodAsk
Nov 9, 2026 10-Q Quarterly report Sep 30, 2026
Nov 3, 2026 8-K/A item 9.01 Financial statements and exhibits · Current report, amended Sep 3, 2026
Oct 30, 2026 8-K items 2.02, 8.01, 9.01 Results released; Other event · Current report Oct 28, 2026
Sep 10, 2026 8-K items 8.01, 9.01 Other event · Current report
Sep 4, 2026 8-K items 2.01, 7.01, 9.01 Purchase or sale of a business completed; Investor disclosure (Regulation FD) · Current report Sep 3, 2026
Aug 6, 2026 10-Q Quarterly report Jun 30, 2026
Jul 29, 2026 8-K items 2.02, 8.01, 9.01 Results released; Other event · Current report
Jul 22, 2026 424B3 Shelf offering
Jul 21, 2026 EFFECT Registration effective
Jul 17, 2026 S-4/A Merger or exchange registration, amended
Jul 14, 2026 8-K item 8.01 Other event · Current report Jul 10, 2026
Jun 26, 2026 S-4 Merger or exchange registration
Jun 25, 2026 11-K Employee plan annual report Dec 31, 2025
Jun 8, 2026 8-K items 5.02, 5.07, 9.01 Officer or director change; Shareholder vote · Current report Jun 2, 2026
May 8, 2026 10-Q Quarterly report Mar 31, 2026
May 6, 2026 8-K/A items 2.02, 9.01 Results released · Current report, amended Apr 29, 2026
Apr 29, 2026 8-K items 1.01, 7.01, 9.01 Major agreement signed; Investor disclosure (Regulation FD) · Current report
Apr 29, 2026 8-K items 5.02, 7.01 Officer or director change; Investor disclosure (Regulation FD) · Current report
Apr 29, 2026 8-K items 2.02, 8.01, 9.01 Results released; Other event · Current report
Apr 17, 2026 ARS Annual report to shareholders Dec 31, 2025
Apr 17, 2026 DEFA14A Extra proxy material
Apr 17, 2026 DEF 14A Proxy statement
Mar 5, 2026 10-K Annual report Dec 31, 2025
Jan 28, 2026 8-K items 2.02, 8.01, 9.01 Results released; Other event · Current report
Dec 15, 2025 SCHEDULE 13G Large holder notice
Nov 7, 2025 10-Q Quarterly report Sep 30, 2025
Oct 29, 2025 8-K items 2.02, 8.01, 9.01 Results released; Other event · Current report
Aug 11, 2025 10-Q Quarterly report Jun 30, 2025
Jul 30, 2025 8-K items 2.02, 8.01 Results released; Other event · Current report
Jul 2, 2025 EFFECT Registration effective
Jun 30, 2025 CORRESP Reply to the SEC
Jun 26, 2025 11-K Employee plan annual report Dec 31, 2024
Jun 26, 2025 S-3/A Shelf registration, amended
Jun 25, 2025 UPLOAD SEC comment letter
Jun 24, 2025 S-3 Shelf registration
Jun 5, 2025 8-K items 5.07, 8.01, 9.01 Shareholder vote; Other event · Current report Jun 3, 2025
May 12, 2025 10-Q Quarterly report Mar 31, 2025
Apr 30, 2025 8-K items 2.02, 8.01, 9.01 Results released; Other event · Current report
Apr 22, 2025 ARS Annual report to shareholders Dec 31, 2024
Apr 21, 2025 DEFA14A Extra proxy material
40 of 200 shown

Every row opens the filing on EDGAR. The plain words are the site's own for each form and each 8-K item; the complete history, insider forms included, is on EDGAR.

SI Assistanton HWBK · research, not advice