Live Oak Bancshares, Inc. (LOB)
NYSE: LOB · State Commercial Banks · Wilmington, NC · filing with the SEC since 2009
Grade3.3
◀ Past 2.7● Present 4.0▶ Future 3.4
Who owns Live Oak Bancshares, Inc.
As filed with the SECHolders of 5% or more
1
Mahan James S III holds 14.4% of Voting Common Stock, no par value per share, as its SCHEDULE 13G/A filed Feb 5, 2026 says.
Directors and officers
19
report now, of 36 people on the record since 2015. Their holdings as a group are not read here.
Institutions as a whole
n/a
The record does not read the share held by managers that file Form 13F, so none is printed and no split of the rest is estimated. What it holds is the 1 named at left.
Holders of 5% or moreshare of the class, as filed
Mahan James S III
SCHEDULE 13G/A · filed Feb 5, 2026 · Voting Common Stock, no par value per share
The Vanguard Group
SCHEDULE 13G/A · filed Mar 27, 2026 · Common Stock · reported falling below 5%
What LOB reports owning in othersstakes of 5% or more, and other ties
2 subsidiaries in 1 country, from the list filed with the 10-K filed Feb 27, 2026.
Insider tradesForm 4
75sales
2purchases
65sales on a scheduled plan
9people selling
$20.7Msold, in dollars
$100,000bought, in dollars
Open-market trades on Form 4 from Oct 28, 2025 to Oct 28, 2026. A scheduled plan is a selling program set in advance under SEC rule 10b5-1. The trades are listed as filed and do not feed the grade.
By calendar yearSoldBought
2026 runs to Oct 28, 2026. Dollars as filed, summed by the transaction date.
People who traded in the window10 of 36 on the roster
| Person | Role as filed | Sales | Sold | On a plan | Buys | Bought |
|---|---|---|---|---|---|---|
| Mahan James S III | Chief Executive Officer | 57 | $15.1M | 57 | 0 | $0 |
| Derraik Renato | Chief Info./Digital Off., Bank | 1 | $2.8M | 0 | 0 | $0 |
| Williams William L. III | Vice Chairman & EVP | 6 | $1.4M | 6 | 0 | $0 |
| Spencer Courtney | Chief Experience Officer | 2 | $400,000 | 0 | 0 | $0 |
| Moroz Mark Michael | Chief Banking Officer | 1 | $300,000 | 0 | 0 | $0 |
| Seward Gregory W | General Counsel | 4 | $300,000 | 2 | 0 | $0 |
| Phifer Walter J | Chief Financial Officer | 1 | $200,000 | 0 | 0 | $0 |
| Lucht David G | Chief Lending Officer | 2 | $200,000 | 0 | 0 | $0 |
| Bradford Tonya Williams | director | 1 | $100,000 | 0 | 1 | $0 |
| Stasiowska Ewa Maria | Chief Risk Officer | 0 | $0 | 0 | 1 | $100,000 |