Morgan Stanley (MS)
NYSE: MS · Security Brokers, Dealers & Flotation Companies · New York, NY · filing with the SEC since 1993
Grade5.1
◀ Past 6.2● Present 5.9▶ Future 3.0
Who runs Morgan Stanley
Officers and directors as they report to the SEC on Forms 3, 4 and 5, named as filedChief executive, as filed
Pick Edward N
Chairman and CEO. First filing Feb 2020, latest Mar 13, 2026, 4 filings in all.
Officers reporting now
9
of 22 people with a filing in the last fifteen months
Directors reporting now
13
42 people on the record since 2006
Officerssales are open-market, Nov 10, 2025 to Nov 10, 2026
| Name | Title as filed | First filing | Latest filing | Sales, 12 months |
|---|---|---|---|---|
| Yeshaya Sharon | Chief Financial Officer | Jun 2021 | Jul 17, 2026 | 3 · $6.4M |
| Pizzi Michael A. | Head Technology & Operations | Jan 2025 | Jul 17, 2026 | 3 · $8.9M |
| Grossman Eric F | Chief Legal/Admin Officer | Jan 2012 | Apr 20, 2026 | 3 · $6.1M |
| Saperstein Andrew M | Co-President | Feb 2020 | Apr 17, 2026 | 12 · $15.3M |
| Simkowitz Daniel A | Co-President | Jul 2016 | Apr 17, 2026 | 2 · $8.8M |
| Crawley Mandell | Chief Client Officer | Feb 2021 | Apr 17, 2026 | 8 · $4.5M |
| Pick Edward N | Chairman and CEO | Feb 2020 | Mar 13, 2026 | none |
| Smith Charles Aubrey III | Chief Risk Officer | May 2023 | Jan 22, 2026 | 1 · $1.5M |
| Worster Victoria | Chief Accounting Officer | May 2025 | Jan 16, 2026 | none |
Directorssales are open-market, Nov 10, 2025 to Nov 10, 2026
| Name | Role | First filing | Latest filing | Sales, 12 months |
|---|---|---|---|---|
| Miscik Judith A | director | Nov 2014 | Nov 10, 2026 | 1 · $500,000 |
| Schapiro Mary L | director | Jul 2018 | Jul 29, 2026 | 1 · $200,000 |
| Butler Megan | director | May 2024 | Jun 2, 2026 | none |
| Glocer Thomas H | director | May 2013 | Jun 2, 2026 | none |
| Good Lynn J | director | Jul 2025 | Jun 2, 2026 | none |
| Herz Robert H | director | Jul 2012 | Jun 2, 2026 | none |
| James Erika H | director | Jan 2022 | Jun 2, 2026 | none |
| Leibowitz Shelley B | director | Oct 2020 | Jun 2, 2026 | none |
| Nally Dennis M | director | Oct 2016 | Jun 2, 2026 | none |
| Peterson Douglas L. | director | May 2025 | Jun 2, 2026 | none |
| Traquina Perry M | director | May 2015 | Jun 2, 2026 | none |
| Wilkins Rayford Jr | director | Aug 2013 | Jun 2, 2026 | none |
| Itagaki Yasushi | director | May 2026 | May 15, 2026 | none |
Owners of more than 10% of a classsales are open-market, Nov 10, 2025 to Nov 10, 2026
| Name | Role | First filing | Latest filing | Sales, 12 months |
|---|---|---|---|---|
| Mitsubishi Ufj Financial Group Inc | 10% owner | Oct 2008 | Nov 2, 2026 | none |
| Morgan Stanley | other | Sep 2026 | Sep 17, 2026 | none |
Earlier names on the record22, newest filing first
Dees Brandon · other · last filing Aug 2025Kirkpatrick Taylor · other · last filing Aug 2025Akram Raja · officer · last filing Jan 2025Luczo Stephen J · director · last filing Jan 2025Gorman James P · officer · last filing Jul 2024Darling Alistair · director · last filing Jun 2023Hotsuki Keishi · officer · last filing Feb 2023Pruzan Jonathan · officer · last filing Jan 2023Miyachi Masato · director · last filing Jun 2022Corley Elizabeth · director · last filing Apr 2022Rooney Robert P · officer · last filing Jan 2022Kamezawa Hironori · director · last filing May 2021Olayan Hutham S · director · last filing May 2021Brodsky Jeffrey S · officer · last filing Jan 2021Wirth Paul C · officer · last filing Jan 2020Kelleher Thomas Colm · officer · last filing Jun 2019Ogasawara Takeshi · director · last filing May 2019Owens James W · director · last filing May 2018Bowles Erskine B · director · last filing Feb 2018Kleinfeld Klaus · director · last filing Dec 2016Rosenthal James A · officer · last filing Nov 2016Nicolaisen Donald T · director · last filing Aug 2016
A person is listed as reporting now after a filing in the last fifteen months. The record shows when someone last filed; it does not say why they stopped. Each name links to the filings on sec.gov.