Company Analysis

Northpointe Bancshares, Inc. (NPB)

NYSE: NPB · State Commercial Banks · Grand Rapids, MI · filing with the SEC since 2005
Grade4.8
◀ Past 4.8● Present 3.9▶ Future 6.0
6 est.

Who owns Northpointe Bancshares, Inc.

As filed with the SEC
Holders of 5% or more
6
Wellington Management Group LLP holds 10.6% of Common Stock, as its SCHEDULE 13G/A filed Aug 13, 2026 says.
Directors and officers
15
report now, of 16 people on the record since 2025. Their holdings as a group are not read here.
Institutions as a whole
n/a
The record does not read the share held by managers that file Form 13F, so none is printed and no split of the rest is estimated. What it holds is the 6 named at left.
Holders of 5% or moreshare of the class, as filed
Wellington Management Group LLP
SCHEDULE 13G/A · filed Aug 13, 2026 · Common Stock · 13.1% in May 15, 2026
10.6%
Castle Creek Capital Partners VII, LP
SCHEDULE 13G · filed Feb 13, 2026 · Common Stock, no par value · 9.9% in Aug 14, 2025
9.9%
Charles A. Williams
9.1%
Second Rewritten Trust Indenture of John S Simoni
SCHEDULE 13G/A · filed Jul 13, 2026 · Common Stock · 7.5% in May 14, 2025
8.9%
Adage Capital Management, L.P.
SCHEDULE 13G/A · filed May 13, 2026 · Common Stock, no par value · 5.22% in Nov 13, 2025
7.54%
Annie Gainey
SCHEDULE 13G/A · filed Oct 17, 2025 · Common Stock · 7.4% in May 14, 2025
7.4%
Bay Pond Investors (Bermuda) L.P.
SCHEDULE 13G/A · filed Aug 13, 2026 · Common Stock · reported falling below 5%, from 5.5% in Jan 15, 2026
under 5%
Bay Pond Partners, L.P.
SCHEDULE 13G/A · filed Aug 13, 2026 · Common Stock · reported falling below 5%, from 5.1% in Feb 24, 2025
under 5%
What NPB reports owning in othersstakes of 5% or more, and other ties

1 subsidiary in 1 country, from the list filed with the 10-K filed Mar 27, 2026.

Insider tradesForm 4
24sales
9purchases
20sales on a scheduled plan
3people selling
$1.8Msold, in dollars
$2.9Mbought, in dollars
Open-market trades on Form 4 from Nov 12, 2025 to Nov 12, 2026. A scheduled plan is a selling program set in advance under SEC rule 10b5-1. The trades are listed as filed and do not feed the grade.
By calendar yearSoldBought
2526
2026 runs to Nov 12, 2026. Dollars as filed, summed by the transaction date.
People who traded in the window9 of 18 on the roster
PersonRole as filedSalesSoldOn a planBuysBought
Dean Richard Jefferydirector1$1.0M00$0
Hooker David Stevensdirector20$500,000200$0
Butler Amy MEVP, NATIONAL SALES3$300,00000$0
Williams Charles AlanCHAIRMAN & CEO0$005$2.6M
Charles A Williams Tr Charles A Williams Trust10% owner0$004$3.2M
Long Joseph BChief Operating Officer0$001$0
Chaudhary Rajeev Kumardirector0$001$0
Boer Carrie Ldirector0$001$200,000
Lawrence David F.director0$001$0
SI Assistanton NPB · research, not advice