Pro-Dex, Inc. (PDEX)
Nasdaq: PDEX · Surgical & Medical Instruments & Apparatus · Irvine, CA · filing with the SEC since 1995
Grade6.2
◀ Past 6.8● Present 7.0▶ Future 4.6
Who owns Pro-Dex, Inc.
As filed with the SECHolders of 5% or more
3
Swenson Nicholas John holds 31.9% of Common Stock, no par value, as its SCHEDULE 13D/A filed Jun 26, 2026 says.
Directors and officers
8
report now, of 8 people on the record since 2011. Their holdings as a group are not read here.
Institutions as a whole
n/a
The record does not read the share held by managers that file Form 13F, so none is printed and no split of the rest is estimated. What it holds is the 3 named at left.
Holders of 5% or moreshare of the class, as filed
Swenson Nicholas John
SCHEDULE 13D/A · filed Jun 26, 2026 · Common Stock, no par value
Swenson Nicholas John
SCHEDULE 13D/A · filed Apr 4, 2025 · Common Stock, no par value
Cabillot Raymond E
SCHEDULE 13D/A · filed Mar 27, 2025 · Common Stock, no par value · 9.8% in Jan 29, 2025
What PDEX reports owning in othersstakes of 5% or more, and other ties
2 subsidiaries in 1 country, from the list filed with the 10-K filed Sep 3, 2026.
Insider tradesForm 4
20sales
0purchases
17sales on a scheduled plan
3people selling
$2.0Msold, in dollars
$0bought, in dollars
Open-market trades on Form 4 from Sep 30, 2025 to Sep 30, 2026. A scheduled plan is a selling program set in advance under SEC rule 10b5-1. The trades are listed as filed and do not feed the grade.
By calendar yearSoldBought
2026 runs to Sep 30, 2026. Dollars as filed, summed by the transaction date.
People who traded in the window3 of 11 on the roster
| Person | Role as filed | Sales | Sold | On a plan | Buys | Bought |
|---|---|---|---|---|---|---|
| Van Kirk Richard Lee Jr | Chief Executive Officer | 17 | $1.8M | 17 | 0 | $0 |
| Charlton Alisha | Chief Financial Officer | 2 | $100,000 | 0 | 0 | $0 |
| Domingo Angelita Rebamontan | director | 1 | $0 | 0 | 0 | $0 |