Penguin Solutions, Inc. (PENG)
Nasdaq: PENG · Semiconductors & Related Devices · Fremont, CA · filing with the SEC since 2014
Grade4.9
◀ Past 6.1● Present 4.6▶ Future 4.1
Who owns Penguin Solutions, Inc.
As filed with the SECHolders of 5% or more
6
Blackrock, Inc. holds 14.4% of Common Stock, as its SCHEDULE 13G/A filed Oct 17, 2025 says.
Directors and officers
15
report now, of 35 people on the record since 2017. Their holdings as a group are not read here.
Institutions as a whole
n/a
The record does not read the share held by managers that file Form 13F, so none is printed and no split of the rest is estimated. What it holds is the 6 named at left.
Holders of 5% or moreshare of the class, as filed
Blackrock, Inc.
SCHEDULE 13G/A · filed Oct 17, 2025 · Common Stock
Fmr LLC
SCHEDULE 13G/A · filed Aug 6, 2026 · COMMON STOCK · 10.6% in May 7, 2026
SK Telecom Co., Ltd.
SCHEDULE 13D/A · filed Jul 28, 2026 · Ordinary Shares, par value $0.03 per share · 10.3% in Dec 20, 2024
Invesco LTD
SCHEDULE 13G/A · filed Aug 13, 2026 · Common Stock · 7.6% in Aug 13, 2026
Vanguard Portfolio Management
SCHEDULE 13G · filed Apr 29, 2026 · Common Stock
State Street Corporation
SCHEDULE 13G · filed Nov 10, 2025 · COMMON STOCK · 5.5% in May 13, 2025
Crosslink Capital, Inc.
SCHEDULE 13G/A · filed Nov 14, 2025 · Common Stock, $0.03 par value per share · reported falling below 5%, from 5.9% in Feb 14, 2025
Bank of Nova Scotia
SCHEDULE 13G/A · filed Oct 19, 2026 · Common Stock · reported falling below 5%, from 8.52% in Jul 15, 2026
The Vanguard Group
SCHEDULE 13G/A · filed Mar 27, 2026 · Common Stock · reported falling below 5%, from 11.9% in Apr 30, 2025
What PENG reports owning in othersstakes of 5% or more, and other ties
Other ties the annual report names
Stratus Technologies
A company bought · acquisition · Aug 2022 · owns, named in the 10-K filed Oct 21, 2025
11 subsidiaries in 4 countries, from the list filed with the 10-K filed Oct 20, 2026.
Insider tradesForm 4
43sales
0purchases
38sales on a scheduled plan
5people selling
$5.0Msold, in dollars
$0bought, in dollars
Open-market trades on Form 4 from Nov 4, 2025 to Nov 4, 2026. A scheduled plan is a selling program set in advance under SEC rule 10b5-1. The trades are listed as filed and do not feed the grade.
By calendar yearSoldBought
2026 runs to Nov 4, 2026. Dollars as filed, summed by the transaction date.
People who traded in the window5 of 46 on the roster
| Person | Role as filed | Sales | Sold | On a plan | Buys | Bought |
|---|---|---|---|---|---|---|
| Clark Joseph Gates | SVP and Pres, Optimized LED | 21 | $2.2M | 21 | 0 | $0 |
| Kuykendall Anne | SVP and Chief Legal Officer | 15 | $900,000 | 15 | 0 | $0 |
| Nayyar Sandeep | director | 2 | $900,000 | 0 | 0 | $0 |
| Straub Maximiliane C | director | 3 | $700,000 | 0 | 0 | $0 |
| Frey Anthony George | SVP and Chief Revenue Officer | 2 | $300,000 | 2 | 0 | $0 |