Company Analysis

Saratoga Investment Corp. New (SAR)

NYSE: SAR · New York, NY · filing with the SEC since 2006
Grade5.1
◀ Past 5.9● Present 6.0▶ Future 3.3
6 est.

Filings

340 filings since 2017 beside 61 insider forms · Accelerated filer · read from EDGAR on Nov 13, 2026
Due nextAccelerated filer
10-Q Quarterly report for the quarter ending Nov 30, 2026Accelerated filers have 40 days after the quarter ends; quarter ends are taken to the month end. by Jan 9, 2027
10-K Annual report for the fiscal year ending Feb 28, 2027Accelerated filers have 75 days after the fiscal year ends. by May 14, 2027

A deadline is the latest date the SEC's rules allow for its filer category. It is not a forecast of the day the company files. Last time, the results release (8-K item 2.02) came 36 days after the quarter ended. The proxy statement was last filed Aug 5, 2026.

Filings a yearinsider forms included
3443486236222058
20192020202120222023202420252026

2026 counts to Nov 13, 2026.

Officer or director change (8-K item 5.02): 2 times in the last 36 months, the newest Sep 18, 2026.SEC letters: 1 in the last 36 months, the newest Aug 27, 2025.
Insider forms 61

Insider forms (3, 4, 5 and 144) are counted each year but not listed here; the people and their trades are on the Ownership tab.

FiledFormWhat it is, in plain wordsPeriodAsk
Nov 5, 2026 N-14 8C Form N-14 8C
Oct 28, 2026 N-23C-2 Form N-23C-2 Nov 30, 2026
Oct 9, 2026 8-K items 1.01, 2.03, 9.01 Major agreement signed; New debt or obligation taken on · Current report Oct 8, 2026
Oct 6, 2026 8-K items 2.02, 9.01 Results released · Current report
Oct 6, 2026 10-Q Quarterly report Aug 31, 2026
Sep 24, 2026 8-K items 1.01, 2.03, 9.01 Major agreement signed; New debt or obligation taken on · Current report Sep 23, 2026
Sep 24, 2026 424B2 Offering prospectus, notes or structured products
Sep 23, 2026 497AD Form 497AD
Sep 23, 2026 FWP Offering communication
Sep 23, 2026 8-K item 5.07 Shareholder vote · Current report Sep 22, 2026
Sep 22, 2026 424B2 Offering prospectus, notes or structured products
Sep 22, 2026 497AD Form 497AD
Sep 18, 2026 8-K items 5.02, 9.01 Officer or director change · Current report Sep 16, 2026
Sep 18, 2026 25-NSE Delisting notice from the exchange
Aug 26, 2026 8-A12B Class of securities registered for listing
Aug 26, 2026 8-K items 1.01, 2.03, 9.01 Major agreement signed; New debt or obligation taken on · Current report
Aug 26, 2026 CERT Exchange listing certification
Aug 19, 2026 424B2 Offering prospectus, notes or structured products
Aug 19, 2026 N-23C-2 Form N-23C-2 Sep 18, 2026
Aug 19, 2026 8-K items 1.01, 2.03, 8.01, 9.01 Major agreement signed; New debt or obligation taken on; Other event · Current report Aug 18, 2026
Aug 19, 2026 497AD Form 497AD
Aug 18, 2026 FWP Offering communication
Aug 18, 2026 497AD Form 497AD
Aug 18, 2026 424B2 Offering prospectus, notes or structured products
Aug 6, 2026 8-K item 5.02 Officer or director change · Current report Aug 5, 2026
Aug 5, 2026 DEF 14A Proxy statement Sep 22, 2026
Jul 7, 2026 8-K items 2.02, 9.01 Results released · Current report
Jul 7, 2026 10-Q Quarterly report May 31, 2026
May 5, 2026 8-K items 2.02, 9.01 Results released · Current report
May 5, 2026 10-K Annual report Feb 28, 2026
Apr 14, 2026 8-K items 1.01, 2.03, 9.01 Major agreement signed; New debt or obligation taken on · Current report Apr 10, 2026
Mar 13, 2026 8-K items 1.01, 9.01 Major agreement signed · Current report
Mar 13, 2026 424B2 Offering prospectus, notes or structured products
Mar 11, 2026 EFFECT Registration effective
Mar 6, 2026 N-2/A Form N-2/A
Mar 3, 2026 N-2/A Form N-2/A
Feb 20, 2026 40-17G Form 40-17G
Feb 9, 2026 CERT Exchange listing certification
Feb 6, 2026 8-A12B Class of securities registered for listing
Feb 6, 2026 8-K items 1.01, 2.03, 9.01 Major agreement signed; New debt or obligation taken on · Current report
40 of 340 shown

Every row opens the filing on EDGAR. The plain words are the site's own for each form and each 8-K item; the complete history, insider forms included, is on EDGAR.

SI Assistanton SAR · research, not advice