Saratoga Investment Corp. New (SAR)
NYSE: SAR · New York, NY · filing with the SEC since 2006
Who owns Saratoga Investment Corp. New
As filed with the SECHolders of 5% or more
0
No Schedule 13D or 13G naming this company is on file.
Directors and officers
3
report now, of 6 people on the record since 2007. Their holdings as a group are not read here.
Institutions as a whole
n/a
The record does not read the share held by managers that file Form 13F, so none is printed and no split of the rest is estimated. What it holds is the 0 named at left.
Holders of 5% or moreshare of the class, as filed
Truist Financial Corporation
SCHEDULE 13G/A · filed Jul 2, 2025 · DOMESTIC PREFERREDS · reported falling below 5%
What SAR reports owning in othersstakes of 5% or more, and other ties
Other ties the annual report names
Lakeland Tours LLCMember
An entity · legal entity · owns, named in the 10-K filed May 5, 2026
Saratoga Investment Corp CLO20131 Ltd
An entity · legal entity · owns, named in the 10-K filed May 5, 2026
Class F2 R3
An investee · investee · invested in, named in the 10-K filed May 5, 2026
Saratoga CLOMember
An investee · consolidated entity, investee, related party · invested in, named in the 10-K filed May 5, 2026
20 subsidiaries in 2 countries, from the list filed with the 10-K filed May 5, 2026.
Insider tradesForm 4
0sales
2purchases
0sales on a scheduled plan
0people selling
$0sold, in dollars
$400,000bought, in dollars
Open-market trades on Form 4 from Oct 13, 2025 to Oct 13, 2026. A scheduled plan is a selling program set in advance under SEC rule 10b5-1. The trades are listed as filed and do not feed the grade.
By calendar yearSoldBought
2026 runs to Oct 13, 2026. Dollars as filed, summed by the transaction date.
People who traded in the window1 of 7 on the roster
| Person | Role as filed | Sales | Sold | On a plan | Buys | Bought |
|---|---|---|---|---|---|---|
| Oberbeck Christian L | CEO and Director | 0 | $0 | 0 | 2 | $400,000 |