The Charles Schwab Corporation (SCHW)
NYSE: SCHW · Security Brokers, Dealers & Flotation Companies · Westlake, TX · filing with the SEC since 1994
Grade5.8
◀ Past 6.6● Present 5.6▶ Future 5.4
Who runs The Charles Schwab Corporation
Officers and directors as they report to the SEC on Forms 3, 4 and 5, named as filedChief executive, as filed
Wurster Richard A
President & CEO. First filing Oct 2021, latest May 28, 2026, 8 filings in all.
Officers reporting now
13
of 22 people with a filing in the last fifteen months
Directors reporting now
9
39 people on the record since 2006
Officerssales are open-market, Nov 10, 2025 to Nov 10, 2026
| Name | Title as filed | First filing | Latest filing | Sales, 12 months |
|---|---|---|---|---|
| Schwab Charles R | Co-Chairman | Feb 2006 | Nov 10, 2026 | 29 · $201M |
| Hathi Neesha | MD, Head Wealth Adv, Bnk, Tst | Jul 2026 | Nov 3, 2026 | 4 · $1.6M |
| Bettinger Walter W | Co-Chairman | Nov 2006 | Aug 31, 2026 | 10 · $91.8M |
| Beatty Jonathan S | MD, Head of Advisor Services | Jul 2024 | Aug 18, 2026 | 9 · $1.8M |
| Howard Dennis | MD, Chief Tech, OPS & Data Off | Feb 2026 | Aug 17, 2026 | 5 · $6.8M |
| Craig Jonathan M. | MD, Head of Retail Investing | Mar 2018 | Aug 17, 2026 | 6 · $10.5M |
| Murtagh Nigel J | Chief Risk Officer | Jul 2015 | Aug 10, 2026 | 8 · $11.5M |
| Morgan Peter J. III | General Counsel | Nov 2019 | Jul 27, 2026 | 2 · $1.5M |
| Woulfe Tyler A. | MD, Chief Banking Officer | Jul 2026 | Jul 10, 2026 | none |
| Verdeschi Michael D | CFO | Oct 2024 | Jun 4, 2026 | none |
| Wurster Richard A | President & CEO | Oct 2021 | May 28, 2026 | none |
| Dodds Christopher V | EVP and CFO | Mar 2006 | May 27, 2026 | 1 · $1.2M |
| Woolway Paul V | MD, Chief Banking Officer | Aug 2024 | Apr 16, 2026 | 6 · $3.7M |
Directorssales are open-market, Nov 10, 2025 to Nov 10, 2026
| Name | Role | First filing | Latest filing | Sales, 12 months |
|---|---|---|---|---|
| Brown Marianne Catherine | director | Aug 2020 | Oct 5, 2026 | none |
| Ellis Stephen A | director | Nov 2012 | Oct 5, 2026 | 1 · $1.0M |
| Herringer Frank C | director | Jan 2006 | Oct 5, 2026 | 1 · $200,000 |
| Ruffel Charles A. | director | May 2018 | Oct 5, 2026 | none |
| Schwab-Pomerantz Carolyn | director | Oct 2022 | Aug 27, 2026 | 9 · $13.2M |
| Sneed Paula A | director | Jan 2006 | Aug 10, 2026 | 1 · $600,000 |
| Adams John K Jr | director | Feb 2015 | May 28, 2026 | none |
| Dea Joan | director | Oct 2017 | May 28, 2026 | none |
| Sarin Arun | director | Oct 2009 | May 27, 2026 | 1 · $200,000 |
Earlier names on the record17, newest filing first
Martin-Flickinger Gerri · director · last filing May 2025Ricketts Todd M · director · last filing May 2025Masrani Bharat · director · last filing Jan 2025Clark Bernard J. · officer · last filing Jun 2024Levitt Brian M · director · last filing May 2024Crawford Peter B. · officer · last filing Apr 2024Martinetto Joseph R · officer · last filing Apr 2024Goldfarb Mark A · director · last filing Apr 2024Haraf William S · director · last filing May 2022Walther Roger O · director · last filing Nov 2020Mclin Stephen T · director · last filing Apr 2020Kallsen Terri R · officer · last filing Mar 2019Chandoha Marie A · officer · last filing Mar 2019Garfield David R · officer · last filing Mar 2019Wilson Robert N · director · last filing Dec 2018Butcher C Preston · director · last filing May 2018Bechtle Nancy H · director · last filing Aug 2017
A person is listed as reporting now after a filing in the last fifteen months. The record shows when someone last filed; it does not say why they stopped. Each name links to the filings on sec.gov.