Company Analysis

Stifel Financial Corp. (SF)

NYSE: SF · Security Brokers, Dealers & Flotation Companies · St. Louis, MO · filing with the SEC since 1994
Grade5.0
◀ Past 4.5● Present 5.9▶ Future 4.2

Who owns Stifel Financial Corp.

As filed with the SEC
Holders of 5% or more
2
Fmr LLC holds 5.7% of COMMON STOCK, as its SCHEDULE 13G/A filed Nov 5, 2025 says.
Directors and officers
18
report now, of 32 people on the record since 2006. Their holdings as a group are not read here.
Institutions as a whole
n/a
The record does not read the share held by managers that file Form 13F, so none is printed and no split of the rest is estimated. What it holds is the 2 named at left.
Holders of 5% or moreshare of the class, as filed
Fmr LLC
SCHEDULE 13G/A · filed Nov 5, 2025 · COMMON STOCK · 9.1% in May 12, 2025
5.7%
Vanguard Capital Management
5.04%
AQR Capital Management, LLC
SCHEDULE 13G/A · filed Aug 12, 2026 · Common Stock, $0.15 par value per share · reported falling below 5%, from 5.47% in May 14, 2026
under 5%
The Vanguard Group
SCHEDULE 13G/A · filed Mar 27, 2026 · Common Stock · reported falling below 5%
under 5%
What SF reports owning in othersstakes of 5% or more, and other ties
Other ties the annual report names
B Riley Financial Inc.
A company bought · acquisition · owns, named in the 10-K filed Feb 24, 2026
Bryan, Garnier, & Co.
A company bought · acquisition · owns, named in the 10-K filed Feb 24, 2026
CB Resource and Finance 500
A company bought · acquisition · owns, named in the 10-K filed Feb 24, 2026

60 subsidiaries in 10 countries, from the list filed with the 10-K filed Feb 24, 2026. Its Form 13F-HR for Jun 30, 2026 lists 3,702 holdings. The record carries no value for them.

Insider tradesForm 4
3sales
0purchases
0sales on a scheduled plan
2people selling
$400,000sold, in dollars
$0bought, in dollars
Open-market trades on Form 4 from Sep 30, 2025 to Sep 30, 2026. A scheduled plan is a selling program set in advance under SEC rule 10b5-1. The trades are listed as filed and do not feed the grade.
By calendar yearSoldBought
17181920212223242526
2026 runs to Sep 30, 2026. Dollars as filed, summed by the transaction date.
People who traded in the window3 of 36 on the roster
PersonRole as filedSalesSoldOn a planBuysBought
Brown Maryam S.director2$400,00000$0
Zemlyak James MPresident1$000$0
Rubulotta Davidother1$000$0
SI Assistanton SF · research, not advice