Stifel Financial Corp. (SF)
NYSE: SF · Security Brokers, Dealers & Flotation Companies · St. Louis, MO · filing with the SEC since 1994
Grade5.0
◀ Past 4.5● Present 5.9▶ Future 4.2
Who runs Stifel Financial Corp.
Officers and directors as they report to the SEC on Forms 3, 4 and 5, named as filedChief executive, as filed
Kruszewski Ronald J
Chief Executive Officer. First filing Feb 2006, latest Mar 3, 2026, 7 filings in all.
Officers reporting now
8
of 18 people with a filing in the last fifteen months
Directors reporting now
10
32 people on the record since 2006
Officerssales are open-market, Sep 30, 2025 to Sep 30, 2026
| Name | Title as filed | First filing | Latest filing | Sales, 12 months |
|---|---|---|---|---|
| Nesi Victor | Co-President | Aug 2009 | Jun 11, 2026 | none |
| Kruszewski Ronald J | Chief Executive Officer | Feb 2006 | Mar 3, 2026 | none |
| Reichert Christopher K | CEO of Stifel Bank & Trust | Apr 2020 | Mar 3, 2026 | none |
| Michaud Thomas B. | Senior Vice President | Feb 2013 | Mar 3, 2026 | none |
| Zemlyak James M | President | Jan 2006 | Mar 3, 2026 | 1 · $0.00 |
| Marischen James M | Chief Financial Officer | Apr 2015 | Mar 3, 2026 | none |
| Sliney David D | Chief Operating Officer | Jan 2006 | Mar 3, 2026 | none |
| Fisher Mark P | Senior VP & General Counsel | Apr 2015 | Mar 3, 2026 | none |
Directorssales are open-market, Sep 30, 2025 to Sep 30, 2026
| Name | Role | First filing | Latest filing | Sales, 12 months |
|---|---|---|---|---|
| Brown Maryam S. | director | Apr 2023 | Jul 27, 2026 | 2 · $400,000 |
| Berlew Adam T. | director | Aug 2019 | Jun 11, 2026 | none |
| Brown Michael W | director | Aug 2010 | Jun 11, 2026 | none |
| Carnoy Lisa Landau | director | Apr 2023 | Jun 11, 2026 | none |
| Grady Robert Edward | director | Aug 2010 | Jun 11, 2026 | none |
| Kavanaugh James P. | director | Aug 2022 | Jun 11, 2026 | none |
| Markus Maura A. | director | Jun 2016 | Jun 11, 2026 | none |
| Peacock David A | director | Jun 2017 | Jun 11, 2026 | none |
| Zimmerman Michael J | director | Feb 2013 | Jun 11, 2026 | none |
| Weisel Thomas W | director | Aug 2010 | Feb 20, 2026 | none |
Owners of more than 10% of a classsales are open-market, Sep 30, 2025 to Sep 30, 2026
| Name | Role | First filing | Latest filing | Sales, 12 months |
|---|---|---|---|---|
| Raymond Charles Bradford | other | Jun 2025 | Mar 11, 2026 | none |
| Mcduffie Brantley | other | Jun 2025 | Mar 3, 2026 | none |
| Rubulotta David | other | Jul 2025 | Mar 3, 2026 | 1 · $0.00 |
Earlier names on the record15, newest filing first
Ludeman Daniel J. · director · last filing Mar 2025Brown Kathleen · director · last filing Jun 2023Oates James M · director · last filing Jun 2021Dubinsky John P · director · last filing Jun 2020Plotkin Ben A · officer · last filing Mar 2020Himelfarb Richard J · officer · last filing Mar 2020Brautigam Allen · other · last filing Mar 2020Westbrook Kelvin R · director · last filing Feb 2019Hanser Frederick O · director · last filing Sep 2018Beda Bruce A · director · last filing Jun 2017Mulroy Thomas P · officer · last filing Mar 2017Minnick David M · officer · last filing Jan 2017Dill Charles A · director · last filing Jun 2016Irby Alton F III · director · last filing Jun 2016Lefton Robert E · director · last filing Jan 2016
A person is listed as reporting now after a filing in the last fifteen months. The record shows when someone last filed; it does not say why they stopped. Each name links to the filings on sec.gov.