Siebert Financial Corp. (SIEB)
Nasdaq: SIEB · Security Brokers, Dealers & Flotation Companies · New York, NY · filing with the SEC since 1995
Grade3.0
◀ Past 2.1● Present 3.5▶ Future 3.2
Filings
213 filings since 2017 beside 156 insider forms · Non-accelerated filer and smaller reporting company · read from EDGAR on Nov 13, 2026Due nextNon-accelerated filer and smaller reporting company
10-Q
Quarterly report for the quarter ending Sep 30, 2026Non-accelerated filers and smaller reporting companies have 45 days after the quarter ends; quarter ends are taken to the month end.
by Nov 14, 2026
10-K
Annual report for the fiscal year ending Dec 31, 2026Non-accelerated filers and smaller reporting companies have 90 days after the fiscal year ends.
by Mar 31, 2027
A deadline is the latest date the SEC's rules allow for its filer category. It is not a forecast of the day the company files. The proxy statement was last filed Oct 8, 2026.
Filings a yearinsider forms included
3846273431375035
2026 counts to Nov 13, 2026.
Officer or director change (8-K item 5.02): 2 times in the last 36 months, the newest Nov 4, 2026.Auditor change (8-K item 4.01): 2 times in the last 36 months, the newest Jul 26, 2024.Listing warning from its exchange (8-K item 3.01): 2 times in the last 36 months, the newest Apr 24, 2024.SEC letters: 4 in the last 36 months, the newest Jun 5, 2025.A late-filing notice, Form NT 10-K, filed Apr 1, 2025.A late-filing notice, Form NT 10-Q, filed May 16, 2024.A late-filing notice, Form NT 10-K/A, filed Apr 22, 2024.A late-filing notice, Form NT 10-K, filed Mar 29, 2024.
Insider forms (3, 4, 5 and 144) are counted each year but not listed here; the people and their trades are on the Ownership tab.
FiledFormWhat it is, in plain wordsPeriodAsk
Dec 19, 2024
8-K items 1.01, 2.03, 9.01
Major agreement signed; New debt or obligation taken on · Current report
Dec 18, 2024
Aug 20, 2024
8-K items 1.01, 2.03, 9.01
Major agreement signed; New debt or obligation taken on · Current report
Aug 15, 2024
40 of 213 shown
Every row opens the filing on EDGAR. The plain words are the site's own for each form and each 8-K item; the complete history, insider forms included, is on EDGAR.