Siebert Financial Corp. (SIEB)

From the record

Siebert Financial Corp.'s filings since 2017 show 13 warning events of 3 kinds: a notice about its exchange listing (8-K item 3.01, 2 times, the latest 2024-04-24); an auditor change (8-K item 4.01, 4 times, the latest 2024-07-26); a late-report notice (Form NT 10-K or NT 10-Q, 7 times, the latest 2025-04-01) (its current reports).

From the record

Siebert Financial Corp.'s 10 filed years say what it did: revenue went from $10 million in fiscal 2016 to $94 million in fiscal 2025, up 28.6% a year; it rose in 8 of 9 years; the deepest fall was 26% from fiscal 2021 to fiscal 2022; net income was positive in 7 of 9 of those years (its annual reports).

From the record

Over the 3 fiscal years to 2025-12-31, Siebert Financial Corp.'s diluted share count grew about 7.6% a year, and dividends and buybacks returned about 0% of its operating cash flow over 3 years (its filed statements). Its officers and directors filed 0 sales and 0 purchases of their own stock on the open market in the year to 2026-09-30 (their Form 4 filings).

From the record

Return on equity: in the fiscal year ended 2025-12-31, Siebert Financial Corp. earned about 6 cents of profit for every dollar of shareholders' money. Leverage: it owed about 88 cents per dollar of assets, and net share issuance: its share count grew 1.0% over the year (the filed statements).

From the record

Siebert Financial Corp.'s standing among 29 graded names in its industry family: revenue of $94 million in fiscal 2025 ranks in the bottom 10% by size; a net margin of 5.4% ranks in the bottom 33%; revenue growth of 23.4% a year over the last 3 filed years ranks in the top 41% (its annual reports).

From the record

Siebert Financial Corp.'s leadership, from its insiders' filings and its current reports: the chief executive on the record is Gebbia, John J (CEO, as filed), filing under that title since 2025-06-12, 1.4 years (bottom 14% of its family); the 5 officers and directors filing in the last fifteen months have been on the record a median of 7.9 years (top 50%); 2 officer or director changes were reported on Form 8-K since 2023-11-13, against the 5 people in charge now (bottom 40%; fewer changes for each person reads higher) (the Form 4 record, its Form 8-K reports). Years count from a person's first filing in the SEC's data sets, which begin in 2006, so each is a floor.

From the record

Siebert Financial Corp.'s room to grow, from the newest filed statements (fiscal 2025): cash of $22 million against debt of $4 million leaves 2.4% of its assets as net cash, bottom 29% of its family; cash from operations less capital spending is 10.3% of revenue (bottom 36%) (its annual report).

From the record

Siebert Financial Corp.'s growth drivers, from the filed years to fiscal 2025: revenue grew 23.4% a year over the last three filed years against 28.6% over all 10, slowing (bottom 20% of its family); the newest year grew 12.3% (bottom 41%); capital spending grew 24.8% a year (top 37%) (its annual reports). Siebert Financial Corp. reported 2 lines of business in fiscal 2025: Financial Services at $93 million (99%), Media Sports and Entertainment at $1 million (1%); 1 of 1 grew against the year before (its annual report).

From the record

Siebert Financial Corp.'s newest year against its own record: revenue of $94 million in fiscal 2025 came in 13.2% below the $109 million its prior three years' pace pointed to (bottom 22% of its family); net income of $5 million against a prior three-year average of $6 million (bottom 17%); a net margin of 5.4% against 7% before (bottom 22%) (its annual reports).