SmartFinancial, Inc. (SMBK)
NYSE: SMBK · National Commercial Banks · Knoxville, TN · filing with the SEC since 1997
Who runs SmartFinancial, Inc.
Officers and directors as they report to the SEC on Forms 3, 4 and 5, named as filedChief executive, as filed
Carroll William Young Jr.
PRESIDENT AND CEO. First filing Sep 2015, latest Mar 11, 2026, 3 filings in all.
Officers reporting now
8
of 15 people with a filing in the last fifteen months
Directors reporting now
7
31 people on the record since 2006
Officerssales are open-market, Nov 4, 2025 to Nov 4, 2026
| Name | Title as filed | First filing | Latest filing | Sales, 12 months |
|---|---|---|---|---|
| Jordan Rhett D. | EVP & CHIEF CREDIT OFFICER | Sep 2015 | Oct 26, 2026 | 6 · $100,000 |
| Carroll William Young Jr. | PRESIDENT AND CEO | Sep 2015 | Mar 11, 2026 | none |
| Welborn Wesley Miller | CHAIRMAN OF THE BOARD | May 2006 | Mar 11, 2026 | none |
| Gorczynski Ronald J | EVP & CHIEF FINANCIAL OFFICER | Apr 2019 | Mar 11, 2026 | none |
| Boyd Rebecca C | CPO - CHIEF PEOPLE OFFICER | Jan 2024 | Mar 11, 2026 | none |
| Cain Cynthia A | CAO - CHIEF ACCOUNTING OFFICER | Jan 2024 | Mar 11, 2026 | none |
| Schrodt Martin E | EVP, Chief Banking Officer | Feb 2024 | Mar 11, 2026 | none |
| Trumpp Jarrod M | Chief Risk Officer | Jul 2025 | Mar 11, 2026 | none |
Directorssales are open-market, Nov 4, 2025 to Nov 4, 2026
| Name | Role | First filing | Latest filing | Sales, 12 months |
|---|---|---|---|---|
| Tucker Steven B. | director | Nov 2017 | Nov 4, 2026 | 3 · $800,000 |
| Barrett Victor Lynn | director | Sep 2015 | Jun 10, 2026 | none |
| Ackermann Cathy G | director | Feb 2022 | Jun 4, 2026 | none |
| Wolpert Geoffrey Alan | director | Sep 2015 | May 20, 2026 | none |
| Shomaker Kelli D | director | Mar 2025 | May 4, 2026 | none |
| Ogle David Austin | director | Aug 2015 | Jan 30, 2026 | none |
| Whaley Keith Edward | director | Sep 2015 | Jan 30, 2026 | none |
Earlier names on the record16, newest filing first
Miller Ted Charles · director · last filing Jan 2025Petty Gary Wayne Jr · officer · last filing Jan 2025Presley John M · director · last filing Dec 2024Davis Gregory L. · officer · last filing Oct 2023Phillips Ottis H · director · last filing Jan 2023Berke Monique · director · last filing May 2022Miller Clifton N · director · last filing May 2020Carroll William Young Sr. · officer · last filing Mar 2020Yoder William L · officer · last filing Jan 2020Wicks James Beaumont · director · last filing Jan 2020Johnson C Bryan · officer · last filing Mar 2019Kuhn Robert Wade Jr. · officer · last filing Sep 2018Mcdonald Frank S · director · last filing Jan 2018Payne Doyce G Md · director · last filing Jan 2018Coxwell John H Sr · officer · last filing Sep 2016Hughes Nathaniel F · officer · last filing Jan 2016
A person is listed as reporting now after a filing in the last fifteen months. The record shows when someone last filed; it does not say why they stopped. Each name links to the filings on sec.gov.