Sound Point Meridian Capital, Inc. (SPMC)
NYSE: SPMC · filing with the SEC since 2022
Who owns Sound Point Meridian Capital, Inc.
As filed with the SECHolders of 5% or more
1
Karpus Management, Inc. holds 26.5% of Preferred, as its SCHEDULE 13G/A filed Aug 7, 2025 says.
Directors and officers
4
report now, of 11 people on the record since 2024. Their holdings as a group are not read here.
Institutions as a whole
n/a
The record does not read the share held by managers that file Form 13F, so none is printed and no split of the rest is estimated. What it holds is the 1 named at left.
Holders of 5% or moreshare of the class, as filed
Karpus Management, Inc.
SCHEDULE 13G/A · filed Aug 7, 2025 · Preferred · 9.46% in Aug 7, 2025
What SPMC reports owning in othersstakes of 5% or more, and other ties
Sound Point Meridian Capital, Inc. reports no stake in another company in the record.
Insider tradesForm 4
1sales
15purchases
0sales on a scheduled plan
1people selling
$0sold, in dollars
$600,000bought, in dollars
Open-market trades on Form 4 from Sep 30, 2025 to Sep 30, 2026. A scheduled plan is a selling program set in advance under SEC rule 10b5-1. The trades are listed as filed and do not feed the grade.
By calendar yearSoldBought
2026 runs to Sep 30, 2026. Dollars as filed, summed by the transaction date.
People who traded in the window7 of 19 on the roster
| Person | Role as filed | Sales | Sold | On a plan | Buys | Bought |
|---|---|---|---|---|---|---|
| Assured Guaranty Ltd | 10% owner | 5 | $200,000 | 0 | 0 | $0 |
| Assured Guaranty Municipal Holdings Inc. | 10% owner | 2 | $100,000 | 0 | 0 | $0 |
| Assured Guaranty Us Holdings Inc. | 10% owner | 4 | $100,000 | 0 | 0 | $0 |
| Forstenhausler Matthew E. | director | 1 | $0 | 0 | 6 | $100,000 |
| Desai Ujjaval | Chief Executive Officer | 0 | $0 | 0 | 5 | $400,000 |
| Ketchum Stephen | Chairman | 0 | $0 | 0 | 4 | $100,000 |
| Assured Guaranty Inc. | 10% owner | 3 | $0 | 0 | 0 | $0 |