Sound Point Meridian Capital, Inc. (SPMC)
NYSE: SPMC · filing with the SEC since 2022
Who runs Sound Point Meridian Capital, Inc.
Officers and directors as they report to the SEC on Forms 3, 4 and 5, named as filedChief executive, as filed
Desai Ujjaval
Chief Executive Officer. First filing Jun 2024, latest Dec 16, 2025, 3 filings in all.
Officers reporting now
3
of 4 people with a filing in the last fifteen months
Directors reporting now
1
11 people on the record since 2024
Officerssales are open-market, Sep 30, 2025 to Sep 30, 2026
| Name | Title as filed | First filing | Latest filing | Sales, 12 months |
|---|---|---|---|---|
| Ketchum Stephen | Chairman | Jun 2024 | Feb 18, 2026 | none |
| Fabian Daniel Steven | Chief Financial Officer | Jan 2026 | Jan 5, 2026 | none |
| Desai Ujjaval | Chief Executive Officer | Jun 2024 | Dec 16, 2025 | none |
Directorssales are open-market, Sep 30, 2025 to Sep 30, 2026
| Name | Role | First filing | Latest filing | Sales, 12 months |
|---|---|---|---|---|
| Forstenhausler Matthew E. | director | Sep 2024 | Aug 28, 2026 | 1 · $0.00 |
Owners of more than 10% of a classsales are open-market, Sep 30, 2025 to Sep 30, 2026
| Name | Role | First filing | Latest filing | Sales, 12 months |
|---|---|---|---|---|
| AG Asset Strategies LLC | 10% owner | Jun 2024 | Feb 2, 2026 | none |
| Assured Guaranty Inc. | 10% owner | Jun 2024 | Feb 2, 2026 | 3 · $0.00 |
| Assured Guaranty Ltd | 10% owner | Jun 2024 | Feb 2, 2026 | 5 · $200,000 |
| Assured Guaranty Municipal Holdings Inc. | 10% owner | Jun 2024 | Feb 2, 2026 | 2 · $100,000 |
| Assured Guaranty Us Holdings Inc. | 10% owner | Jun 2024 | Feb 2, 2026 | 4 · $100,000 |
Earlier names on the record10, newest filing first
Healy Douglas Taylor · director · last filing Nov 2024Lewin Lana · director · last filing Nov 2024Foss Lucas D · officer · last filing Jul 2024Kovacic Ivana · officer · last filing Jul 2024Assured Guaranty Municipal Corp. · 10% owner · last filing Jun 2024Gerlitz Kevin · officer · last filing Jun 2024Sayago Andrea · officer · last filing Jun 2024Lipiner Steven · director · last filing Jun 2024Sound Point Capital Management, LP · other · last filing Jun 2024Sound Point Meridian Management Company, LLC · other · last filing Jun 2024
A person is listed as reporting now after a filing in the last fifteen months. The record shows when someone last filed; it does not say why they stopped. Each name links to the filings on sec.gov.