Company Analysis

Upland Software, Inc. (UPLD)

Nasdaq: UPLD · Services-Prepackaged Software · Austin, TX · filing with the SEC since 2010
Grade3.4
◀ Past 3.1● Present 3.3▶ Future 3.6

Filings

266 filings since 2017 beside 380 insider forms · Non-accelerated filer and smaller reporting company · read from EDGAR on Nov 13, 2026
Due nextNon-accelerated filer and smaller reporting company
10-K Annual report for the fiscal year ending Dec 31, 2026Non-accelerated filers and smaller reporting companies have 90 days after the fiscal year ends. by Mar 31, 2027
10-Q Quarterly report for the quarter ending Mar 31, 2027Non-accelerated filers and smaller reporting companies have 45 days after the quarter ends; quarter ends are taken to the month end. by May 15, 2027

A deadline is the latest date the SEC's rules allow for its filer category. It is not a forecast of the day the company files. Last time, the results release (8-K item 2.02) came 35 days after the quarter ended. The proxy statement was last filed Apr 20, 2026.

Filings a yearinsider forms included
6657587365705655
20192020202120222023202420252026

2026 counts to Nov 13, 2026.

Listing warning from its exchange (8-K item 3.01): 2 times in the last 36 months, the newest Aug 5, 2026.Officer or director change (8-K item 5.02): 10 times in the last 36 months, the newest Jul 21, 2026.Auditor change (8-K item 4.01): 1 time in the last 36 months, the newest Mar 13, 2026.SEC letters: 3 in the last 36 months, the newest Aug 14, 2025.
Insider forms 380

Insider forms (3, 4, 5 and 144) are counted each year but not listed here; the people and their trades are on the Ownership tab.

FiledFormWhat it is, in plain wordsPeriodAsk
Nov 12, 2026 SCHEDULE 13D/A Activist holder update, amended
Nov 9, 2026 8-K items 1.01, 7.01, 9.01 Major agreement signed; Investor disclosure (Regulation FD) · Current report
Nov 6, 2026 SCHEDULE 13D/A Activist holder update, amended
Nov 4, 2026 10-Q Quarterly report Sep 30, 2026
Nov 4, 2026 8-K items 2.02, 9.01 Results released · Current report
Aug 14, 2026 10-Q Quarterly report Jun 30, 2026
Aug 14, 2026 8-K items 2.02, 9.01 Results released · Current report
Aug 5, 2026 8-K item 3.01 Listing warning from its exchange · Current report Jul 31, 2026
Jul 21, 2026 8-K items 5.02, 7.01, 9.01 Officer or director change; Investor disclosure (Regulation FD) · Current report Jul 17, 2026
Jul 8, 2026 8-K item 8.01 Other event · Current report Jul 2, 2026
Jul 7, 2026 8-K item 5.02 Officer or director change · Current report Jun 30, 2026
Jun 4, 2026 S-8 Employee stock plan registration
Jun 4, 2026 8-K items 5.02, 5.03, 5.07, 9.01 Officer or director change; Charter, bylaw or fiscal-year change; Shareholder vote · Current report Jun 3, 2026
May 1, 2026 10-Q Quarterly report Mar 31, 2026
May 1, 2026 8-K items 2.02, 9.01 Results released · Current report
Apr 22, 2026 8-K item 2.02 Results released · Current report Apr 20, 2026
Apr 22, 2026 ARS/A Annual report to shareholders, amended Dec 31, 2025
Apr 20, 2026 ARS Annual report to shareholders Dec 31, 2025
Apr 20, 2026 DEFA14A Extra proxy material
Apr 20, 2026 DEF 14A Proxy statement Dec 31, 2025
Apr 10, 2026 PRE 14A Preliminary proxy statement Dec 31, 2025
Apr 10, 2026 8-K item 3.01 Listing warning from its exchange · Current report Apr 7, 2026
Mar 27, 2026 SCHEDULE 13G/A Large holder update, amended
Mar 13, 2026 8-K items 4.01, 9.01 Auditor change · Current report Mar 9, 2026
Mar 3, 2026 10-K Annual report Dec 31, 2025
Mar 3, 2026 8-K items 2.02, 9.01 Results released · Current report
Feb 25, 2026 8-K items 5.02, 7.01, 9.01 Officer or director change; Investor disclosure (Regulation FD) · Current report Feb 21, 2026
Nov 10, 2025 SCHEDULE 13G/A Large holder update, amended
Nov 6, 2025 10-Q Quarterly report Sep 30, 2025
Nov 6, 2025 8-K items 2.02, 9.01 Results released · Current report
Aug 18, 2025 8-K item 8.01 Other event · Current report Aug 15, 2025
Aug 14, 2025 UPLOAD SEC comment letter
Jul 31, 2025 10-Q Quarterly report Jun 30, 2025
Jul 31, 2025 10-K/A Annual report, amended Dec 31, 2024
Jul 31, 2025 CORRESP Reply to the SEC
Jul 31, 2025 8-K items 2.02, 9.01 Results released · Current report
Jul 28, 2025 8-K items 1.01, 2.03, 8.01 Major agreement signed; New debt or obligation taken on; Other event · Current report Jul 25, 2025
Jul 28, 2025 UPLOAD SEC comment letter
Jul 14, 2025 8-K item 5.02 Officer or director change · Current report Jul 11, 2025
Jun 4, 2025 8-K items 5.07, 9.01 Shareholder vote · Current report
40 of 266 shown

Every row opens the filing on EDGAR. The plain words are the site's own for each form and each 8-K item; the complete history, insider forms included, is on EDGAR.

SI Assistanton UPLD · research, not advice