Upland Software, Inc. (UPLD)
Nasdaq: UPLD · Services-Prepackaged Software · Austin, TX · filing with the SEC since 2010
Grade3.4
◀ Past 3.1● Present 3.3▶ Future 3.6
Who runs Upland Software, Inc.
Officers and directors as they report to the SEC on Forms 3, 4 and 5, named as filedChief executive, as filed
Nathaniel Sean
CEO and President. First filing May 2026, latest Sep 21, 2026, 0 filings in all.
Officers reporting now
8
of 12 people with a filing in the last fifteen months
Directors reporting now
4
21 people on the record since 2014
Officerssales are open-market, Sep 30, 2025 to Sep 30, 2026
| Name | Title as filed | First filing | Latest filing | Sales, 12 months |
|---|---|---|---|---|
| Nathaniel Sean | CEO and President | May 2026 | Sep 21, 2026 | none |
| Simon Jennifer L. | Chief Financial Officer | Aug 2026 | Sep 21, 2026 | none |
| Doman Dan | Chief Operating & Product Ofcr | Aug 2022 | Sep 21, 2026 | none |
| Mattox Timothy | co-President & COO | Nov 2014 | Aug 11, 2026 | 6 · $0.00 |
| Tamez David | Interim CFO | Aug 2026 | Aug 3, 2026 | none |
| Hill Michael Douglass | CFO, Treasurer & Secretary | Nov 2014 | Jun 16, 2026 | none |
| Mcdonald John T | CEO | Nov 2014 | May 4, 2026 | none |
| Cummings Karen | President and COO | Jul 2023 | Jul 1, 2025 | none |
Directorssales are open-market, Sep 30, 2025 to Sep 30, 2026
| Name | Role | First filing | Latest filing | Sales, 12 months |
|---|---|---|---|---|
| Chung David H S | director | Aug 2022 | Oct 29, 2025 | none |
| Courter Stephen E | director | Nov 2014 | Oct 29, 2025 | none |
| May David | director | Aug 2016 | Oct 29, 2025 | none |
| Walsh Teresa Miles | director | Mar 2020 | Oct 29, 2025 | none |
Earlier names on the record26, newest filing first
Smith Matthew Harnden · officer · last filing Jun 2025Yates Oliver Robert Macfarlane · officer · last filing Mar 2024Breslin Matthew · officer · last filing Feb 2024Miller Paul Kenneth · officer · last filing Dec 2023Gill Kinloch III · officer · last filing Sep 2023Ross Joe · director · last filing Aug 2023Burk Ian · officer · last filing Dec 2022Hggc Fund IV Gp, Ltd. · 10% owner · last filing Aug 2022Ulysses Aggregator, LP · 10% owner · last filing Aug 2022Favaron Rodney C · officer · last filing Jun 2022Devfactory Fz-LLC · 10% owner · last filing May 2021Esw Capital, LLC · 10% owner · last filing May 2021Liemandt Joseph · 10% owner · last filing May 2021Epm Live, Inc. · other · last filing Aug 2018Wave Systems Corp · 10% owner · last filing Dec 2017Thornton John D · director · last filing Nov 2017Aragona Joseph C · 10% owner · last filing Nov 2017Austin Ventures Ix LP · 10% owner · last filing Nov 2017Austin Ventures X LP · 10% owner · last filing Nov 2017Av Partners Ix LLC · 10% owner · last filing Nov 2017Av Partners Ix LP · 10% owner · last filing Nov 2017Av Partners X, L.L.C. · 10% owner · last filing Nov 2017Av Partners X, L.P. · 10% owner · last filing Nov 2017Deangelis Kenneth P · 10% owner · last filing Nov 2017Pacitti Christopher A · 10% owner · last filing Nov 2017Siegel Philip S · 10% owner · last filing Nov 2017
A person is listed as reporting now after a filing in the last fifteen months. The record shows when someone last filed; it does not say why they stopped. Each name links to the filings on sec.gov.