Company Analysis

Upexi, Inc. (UPXI)

Nasdaq: UPXI · Finance Services · Tampa, FL · filing with the SEC since 2019
Grade3.1
◀ Past 2.0● Present 3.7▶ Future 4.2
1 est.

Filings

346 filings since 2017 beside 52 insider forms · Non-accelerated filer and smaller reporting company · read from EDGAR on Nov 13, 2026
Due nextNon-accelerated filer and smaller reporting company
10-Q Quarterly report for the quarter ending Dec 31, 2026Non-accelerated filers and smaller reporting companies have 45 days after the quarter ends; quarter ends are taken to the month end. by Feb 14, 2027
10-K Annual report for the fiscal year ending Jun 30, 2027Non-accelerated filers and smaller reporting companies have 90 days after the fiscal year ends. by Sep 28, 2027

A deadline is the latest date the SEC's rules allow for its filer category. It is not a forecast of the day the company files. Last time, the results release (8-K item 2.02) came 43 days after the quarter ended. The proxy statement was last filed Oct 13, 2026.

Filings a yearinsider forms included
15456583513460
2019202120222023202420252026

2026 counts to Nov 13, 2026.

Listing warning from its exchange (8-K item 3.01): 7 times in the last 36 months, the newest Jul 31, 2026.Officer or director change (8-K item 5.02): 2 times in the last 36 months, the newest May 23, 2025.Auditor change (8-K item 4.01): 3 times in the last 36 months, the newest Jun 4, 2024.SEC letters: 19 in the last 36 months, the newest Jul 13, 2026.A late-filing notice, Form NT 10-Q, filed May 16, 2025.A late-filing notice, Form NT 10-Q, filed Nov 14, 2024.A late-filing notice, Form NT 10-K, filed Sep 30, 2024.A late-filing notice, Form NT 10-Q, filed May 15, 2024.A late-filing notice, Form NT 10-Q, filed Nov 14, 2023.
Insider forms 52

Insider forms (3, 4, 5 and 144) are counted each year but not listed here; the people and their trades are on the Ownership tab.

FiledFormWhat it is, in plain wordsPeriodAsk
Nov 12, 2026 8-K items 2.02, 9.01 Results released · Current report Nov 10, 2026
Nov 10, 2026 10-Q Quarterly report Sep 30, 2026
Oct 13, 2026 8-K items 7.01, 9.01 Investor disclosure (Regulation FD) · Current report
Oct 13, 2026 DEF 14A Proxy statement Nov 24, 2026
Oct 7, 2026 8-K items 8.01, 9.01 Other event · Current report Oct 6, 2026
Sep 29, 2026 PRE 14A Preliminary proxy statement Nov 24, 2026
Sep 17, 2026 8-K items 2.02, 9.01 Results released · Current report
Sep 17, 2026 10-K Annual report Jun 30, 2026
Sep 15, 2026 8-K items 7.01, 9.01 Investor disclosure (Regulation FD) · Current report
Sep 14, 2026 8-K items 1.01, 7.01, 9.01 Major agreement signed; Investor disclosure (Regulation FD) · Current report Sep 9, 2026
Sep 9, 2026 8-K items 8.01, 9.01 Other event · Current report Sep 8, 2026
Aug 14, 2026 SCHEDULE 13G/A Large holder update, amended
Aug 14, 2026 SCHEDULE 13G Large holder notice
Jul 31, 2026 SCHEDULE 13G/A Large holder update, amended
Jul 31, 2026 8-K items 3.01, 9.01 Listing warning from its exchange · Current report Jul 30, 2026
Jul 24, 2026 SCHEDULE 13G/A Large holder update, amended
Jul 16, 2026 EFFECT Registration effective
Jul 16, 2026 424B3 Shelf offering
Jul 13, 2026 CORRESP Reply to the SEC
Jul 10, 2026 UPLOAD SEC comment letter
Jul 6, 2026 S-3 Shelf registration
Jun 30, 2026 8-K items 8.01, 9.01 Other event · Current report
Jun 29, 2026 D Private placement notice
Jun 26, 2026 8-K items 3.01, 8.01, 9.01 Listing warning from its exchange; Other event · Current report Jun 24, 2026
Jun 25, 2026 8-K items 1.01, 3.02, 9.01 Major agreement signed; Shares sold without registration · Current report Jun 22, 2026
Jun 24, 2026 8-K items 1.01, 3.02, 7.01, 9.01 Major agreement signed; Shares sold without registration; Investor disclosure (Regulation FD) · Current report Jun 21, 2026
Jun 16, 2026 8-K items 5.07, 9.01 Shareholder vote · Current report Jun 15, 2026
May 15, 2026 SCHEDULE 13G/A Large holder update, amended
May 13, 2026 8-K items 2.02, 9.01 Results released · Current report May 12, 2026
May 12, 2026 10-Q Quarterly report Mar 31, 2026
May 7, 2026 8-K items 7.01, 9.01 Investor disclosure (Regulation FD) · Current report May 5, 2026
May 5, 2026 DEF 14A Proxy statement Jun 15, 2026
Apr 30, 2026 SCHEDULE 13G Large holder notice
Mar 31, 2026 8-K items 7.01, 9.01 Investor disclosure (Regulation FD) · Current report
Mar 12, 2026 8-K items 7.01, 9.01 Investor disclosure (Regulation FD) · Current report Mar 11, 2026
Mar 5, 2026 8-K items 7.01, 9.01 Investor disclosure (Regulation FD) · Current report Mar 3, 2026
Feb 17, 2026 SCHEDULE 13G/A Large holder update, amended
Feb 13, 2026 SCHEDULE 13G/A Large holder update, amended
Feb 11, 2026 SCHEDULE 13G/A Large holder update, amended
Feb 10, 2026 8-K items 2.02, 8.01, 9.01 Results released; Other event · Current report Feb 9, 2026
40 of 346 shown

Every row opens the filing on EDGAR. The plain words are the site's own for each form and each 8-K item; the complete history, insider forms included, is on EDGAR.

SI Assistanton UPXI · research, not advice