Upexi, Inc. (UPXI)
Nasdaq: UPXI · Finance Services · Tampa, FL · filing with the SEC since 2019
Who owns Upexi, Inc.
As filed with the SECHolders of 5% or more
4
Hivemind Capital Partners, LLC holds 9.99% of Common Stock, as its SCHEDULE 13G/A filed Aug 14, 2026 says.
Directors and officers
6
report now, of 8 people on the record since 2021. Their holdings as a group are not read here.
Institutions as a whole
n/a
The record does not read the share held by managers that file Form 13F, so none is printed and no split of the rest is estimated. What it holds is the 4 named at left.
Holders of 5% or moreshare of the class, as filed
Hivemind Capital Partners, LLC
SCHEDULE 13G/A · filed Aug 14, 2026 · Common Stock · 9.99% in Aug 14, 2026
Polar Asset Management Partners Inc.
SCHEDULE 13G/A · filed May 15, 2026 · Common Stock, par value $0.00001 · 6.7% in Feb 17, 2026
MMCAP International Inc. SPC
SCHEDULE 13G/A · filed Feb 13, 2026 · Common Stock, par value $0.00001 · 9.99% in Jul 22, 2025
Marex Securities Products Inc.
SCHEDULE 13G · filed Jan 8, 2026 · Common Stock, par value $0.001
Vanguard Capital Management
SCHEDULE 13G/A · filed Jul 31, 2026 · Common Stock · reported falling below 5%, from 5.34% in Apr 30, 2026
CNC Inversiones Ltd.
SCHEDULE 13G/A · filed Jul 24, 2026 · Common Stock, par value $0.001 · reported falling below 5%, from 7.45% in Nov 14, 2025
Kathmere Capital Management, LLC
SCHEDULE 13G/A · filed Feb 11, 2026 · Class A · reported falling below 5%, from 0% in Jul 30, 2025
Attestor Value Master Fund LP
SCHEDULE 13G · filed Oct 16, 2025 · Common Stock, $0.001 par value per share · reported falling below 5%, from 9% in Jul 11, 2025
Michael E. Novogratz
SCHEDULE 13G/A · filed Aug 5, 2025 · Common Stock, par value $0.001 · reported falling below 5%, from 5.86% in May 1, 2025
What UPXI reports owning in othersstakes of 5% or more, and other ties
Other ties the annual report names
Cygnet
A company bought · acquisition · owns, named in the 10-K filed Sep 17, 2026
12 subsidiaries in 1 country, from the list filed with the 10-K filed Sep 17, 2026.
Insider tradesForm 4
0sales
6purchases
0sales on a scheduled plan
0people selling
$0sold, in dollars
$1.1Mbought, in dollars
Open-market trades on Form 4 from Sep 30, 2025 to Sep 30, 2026. A scheduled plan is a selling program set in advance under SEC rule 10b5-1. The trades are listed as filed and do not feed the grade.
By calendar yearSoldBought
2025 runs to Sep 30, 2026. Dollars as filed, summed by the transaction date.
People who traded in the window2 of 8 on the roster
| Person | Role as filed | Sales | Sold | On a plan | Buys | Bought |
|---|---|---|---|---|---|---|
| Marshall Allan | Chief Executive Officer | 0 | $0 | 0 | 3 | $400,000 |
| Salkind Gene | director | 0 | $0 | 0 | 3 | $700,000 |