Axos Financial, Inc. (AX)
NYSE: AX · Savings Institution, Federally Chartered · Las Vegas, NV · filing with the SEC since 2004
Grade5.2
◀ Past 3.5● Present 7.1▶ Future 5.1
Who owns Axos Financial, Inc.
As filed with the SECHolders of 5% or more
4
Vanguard Portfolio Management holds 5.5% of Common Stock, as its SCHEDULE 13G filed Apr 28, 2026 says.
Directors and officers
21
report now, of 26 people on the record since 2006. Their holdings as a group are not read here.
Institutions as a whole
n/a
The record does not read the share held by managers that file Form 13F, so none is printed and no split of the rest is estimated. What it holds is the 4 named at left.
Holders of 5% or moreshare of the class, as filed
Vanguard Portfolio Management
SCHEDULE 13G · filed Apr 28, 2026 · Common Stock
State Street Corporation
SCHEDULE 13G · filed Aug 7, 2026 · COMMON STOCK · 4.7% in Aug 11, 2025
Fmr LLC
SCHEDULE 13G · filed Aug 6, 2026 · COMMON STOCK
Vanguard Capital Management
SCHEDULE 13G · filed Apr 29, 2026 · Common Stock
The Vanguard Group
SCHEDULE 13G/A · filed Mar 26, 2026 · Common Stock · reported falling below 5%
What AX reports owning in othersstakes of 5% or more, and other ties
Other ties the annual report names
Verdant
An entity · legal entity · owns, named in the 10-K filed Aug 20, 2026
Real Estate Loan Portfolios
A company bought · asset acquisition · owns, named in the 10-K filed Aug 20, 2026
Verdant Commercial Capital, LLC
A company bought · acquisition · owns, named in the 10-K filed Aug 20, 2026
32 subsidiaries in 2 countries, from the list filed with the 10-K filed Aug 20, 2026.
Insider tradesForm 4
14sales
0purchases
0sales on a scheduled plan
9people selling
$7.4Msold, in dollars
$0bought, in dollars
Open-market trades on Form 4 from Nov 10, 2025 to Nov 10, 2026. A scheduled plan is a selling program set in advance under SEC rule 10b5-1. The trades are listed as filed and do not feed the grade.
By calendar yearSoldBought
2026 runs to Nov 10, 2026. Dollars as filed, summed by the transaction date.
People who traded in the window9 of 31 on the roster
| Person | Role as filed | Sales | Sold | On a plan | Buys | Bought |
|---|---|---|---|---|---|---|
| Garrabrants Gregory | President and CEO | 1 | $4.3M | 0 | 0 | $0 |
| Court James John | director | 1 | $1.1M | 0 | 0 | $0 |
| Constantine Thomas M | EVP, Chief Credit Officer | 3 | $600,000 | 0 | 0 | $0 |
| Walsh Derrick | EVP, Chief Financial Officer | 1 | $500,000 | 0 | 0 | $0 |
| Nick Mosich | director | 3 | $300,000 | 0 | 0 | $0 |
| Bohlig Tamara N | director | 1 | $200,000 | 0 | 0 | $0 |
| Ratinoff Edward James | director | 1 | $200,000 | 0 | 0 | $0 |
| Watson Michael James | EVP, Head of Axos Securities | 1 | $100,000 | 0 | 0 | $0 |
| Santi Roque A | director | 2 | $100,000 | 0 | 0 | $0 |