Axos Financial, Inc. (AX)
NYSE: AX · Savings Institution, Federally Chartered · Las Vegas, NV · filing with the SEC since 2004
Grade5.2
◀ Past 3.5● Present 7.1▶ Future 5.1
Who runs Axos Financial, Inc.
Officers and directors as they report to the SEC on Forms 3, 4 and 5, named as filedChief executive, as filed
Garrabrants Gregory
President and CEO. First filing Nov 2007, latest Sep 4, 2026, 4 filings in all.
Officers reporting now
11
of 21 people with a filing in the last fifteen months
Directors reporting now
10
26 people on the record since 2006
Officerssales are open-market, Nov 10, 2025 to Nov 10, 2026
| Name | Title as filed | First filing | Latest filing | Sales, 12 months |
|---|---|---|---|---|
| Constantine Thomas M | EVP, Chief Credit Officer | Jul 2019 | Nov 10, 2026 | 3 · $600,000 |
| Swanson Brian D | President, Consumer Bank | Jul 2019 | Sep 16, 2026 | none |
| Walsh Derrick | EVP, Chief Financial Officer | Mar 2015 | Sep 16, 2026 | 1 · $500,000 |
| Matsumoto Raymond D | EVP, Chief Operating Officer | Jul 2019 | Sep 16, 2026 | none |
| Gill Ann | SVP, Chief Accounting Officer | Oct 2024 | Sep 16, 2026 | none |
| Thiele Candace L | EVP, Chief Administrative Offi | Nov 2024 | Sep 16, 2026 | none |
| Tolla John Charles | EVP, Chief Risk Officer | Jul 2019 | Sep 16, 2026 | none |
| Bar-Adon Eshel | EVP, Strategic Partnerships an | Jul 2019 | Sep 16, 2026 | none |
| Watson Michael James | EVP, Head of Axos Securities | Apr 2025 | Sep 16, 2026 | 1 · $100,000 |
| Garrabrants Gregory | President and CEO | Nov 2007 | Sep 4, 2026 | 1 · $4.3M |
| Crow David M | EVP, Head of Clearing | Aug 2023 | Mar 24, 2026 | none |
Directorssales are open-market, Nov 10, 2025 to Nov 10, 2026
| Name | Role | First filing | Latest filing | Sales, 12 months |
|---|---|---|---|---|
| Nick Mosich | director | Jun 2009 | Sep 16, 2026 | 3 · $300,000 |
| Santi Roque A | director | Aug 2022 | Aug 7, 2026 | 2 · $100,000 |
| Argalas James S | director | Sep 2011 | May 14, 2026 | none |
| Court James John | director | Apr 2011 | Feb 6, 2026 | 1 · $1.1M |
| Bohlig Tamara N | director | Sep 2019 | Dec 10, 2025 | 1 · $200,000 |
| Ratinoff Edward James | director | Aug 2010 | Dec 8, 2025 | 1 · $200,000 |
| Carter Stefani D | director | Sep 2021 | Nov 18, 2025 | none |
| Dada Uzair | director | Jan 2015 | Nov 18, 2025 | none |
| Grinberg Paul | director | Jul 2006 | Nov 18, 2025 | none |
| Wardell-Smith Sara | director | Dec 2023 | Nov 18, 2025 | none |
Owners of more than 10% of a classsales are open-market, Nov 10, 2025 to Nov 10, 2026
| Name | Role | First filing | Latest filing | Sales, 12 months |
|---|---|---|---|---|
| Park David X | other | Mar 2020 | Sep 25, 2025 | none |
Earlier names on the record9, newest filing first
Micheletti Andrew J · officer · last filing Aug 2025Pitters Ron · other · last filing Sep 2023Sime Jeffrey · other · last filing Sep 2021Black J Brandon · director · last filing Sep 2021Hughes Wesley T · other · last filing Dec 2019Fraser James A · other · last filing Dec 2019Burke John Gary · director · last filing Aug 2019Axos Financial, Inc. · officer · last filing Apr 2019Allrich Theodore C · director · last filing Nov 2016
A person is listed as reporting now after a filing in the last fifteen months. The record shows when someone last filed; it does not say why they stopped. Each name links to the filings on sec.gov.