Company Analysis

Caterpillar Inc. (CAT)

NYSE: CAT · Construction Machinery & Equip · Irving, TX · filing with the SEC since 1994
Grade6.7
◀ Past 6.8● Present 6.9▶ Future 6.2

Filings

386 filings since 2017 beside 987 insider forms · Large accelerated filer · read from EDGAR on Nov 13, 2026
Due nextLarge accelerated filer
10-K Annual report for the fiscal year ending Dec 31, 2026Large accelerated filers have 60 days after the fiscal year ends. by Mar 1, 2027
10-Q Quarterly report for the quarter ending Mar 31, 2027Large accelerated filers have 40 days after the quarter ends; quarter ends are taken to the month end. by May 10, 2027

A deadline is the latest date the SEC's rules allow for its filer category. It is not a forecast of the day the company files. Last time, the results release (8-K item 2.02) came 29 days after the quarter ended. The proxy statement was last filed Apr 30, 2026.

Filings a yearinsider forms included
142141116108116156134155
20192020202120222023202420252026

2026 counts to Nov 13, 2026.

Officer or director change (8-K item 5.02): 6 times in the last 36 months, the newest Oct 15, 2026.SEC letters: 3 in the last 36 months, the newest Apr 1, 2024.
Insider forms 987

Insider forms (3, 4, 5 and 144) are counted each year but not listed here; the people and their trades are on the Ownership tab.

FiledFormWhat it is, in plain wordsPeriodAsk
Nov 4, 2026 10-Q Quarterly report Sep 30, 2026
Oct 29, 2026 8-K items 2.02, 7.01, 9.01 Results released; Investor disclosure (Regulation FD) · Current report
Oct 15, 2026 8-K items 5.02, 8.01, 9.01 Officer or director change; Other event · Current report Oct 14, 2026
Sep 1, 2026 8-K items 1.01, 2.03, 9.01 Major agreement signed; New debt or obligation taken on · Current report Aug 27, 2026
Aug 5, 2026 10-Q Quarterly report Jun 30, 2026
Aug 4, 2026 8-K items 2.02, 7.01, 9.01 Results released; Investor disclosure (Regulation FD) · Current report
Jun 25, 2026 11-K Employee plan annual report Dec 31, 2025
Jun 25, 2026 11-K Employee plan annual report Dec 31, 2025
Jun 25, 2026 11-K Employee plan annual report Dec 31, 2025
Jun 25, 2026 11-K Employee plan annual report Dec 31, 2025
Jun 25, 2026 11-K Employee plan annual report Dec 31, 2025
Jun 11, 2026 8-K items 5.07, 7.01, 9.01 Shareholder vote; Investor disclosure (Regulation FD) · Current report Jun 10, 2026
May 22, 2026 SD Conflict minerals report
May 6, 2026 10-Q Quarterly report Mar 31, 2026
Apr 30, 2026 ARS Annual report to shareholders Dec 31, 2025
Apr 30, 2026 DEFA14A Extra proxy material
Apr 30, 2026 DEF 14A Proxy statement Jun 10, 2026
Apr 30, 2026 8-K items 2.02, 7.01, 9.01 Results released; Investor disclosure (Regulation FD) · Current report
Apr 29, 2026 SCHEDULE 13G Large holder notice
Apr 13, 2026 8-K items 8.01, 9.01 Other event · Current report Apr 7, 2026
Apr 10, 2026 8-K items 5.02, 9.01 Officer or director change · Current report Apr 7, 2026
Mar 26, 2026 SCHEDULE 13G/A Large holder update, amended
Mar 26, 2026 8-K item 8.01 Other event · Current report
Mar 5, 2026 SCHEDULE 13G/A Large holder update, amended
Feb 13, 2026 IRANNOTICE Iran-related disclosure notice
Feb 13, 2026 10-K Annual report Dec 31, 2025
Jan 29, 2026 8-K items 2.02, 7.01, 9.01 Results released; Investor disclosure (Regulation FD) · Current report
Jan 6, 2026 8-K items 5.02, 5.03, 9.01 Officer or director change; Charter, bylaw or fiscal-year change · Current report
Dec 11, 2025 S-8 POS Employee stock plan update
Dec 11, 2025 S-8 POS Employee stock plan update
Nov 3, 2025 10-Q Quarterly report Sep 30, 2025
Oct 29, 2025 8-K items 2.02, 7.01, 9.01 Results released; Investor disclosure (Regulation FD) · Current report
Sep 3, 2025 8-K items 1.01, 2.03, 9.01 Major agreement signed; New debt or obligation taken on · Current report Aug 28, 2025
Aug 28, 2025 8-K items 8.01, 9.01 Other event · Current report
Aug 6, 2025 10-Q Quarterly report Jun 30, 2025
Aug 5, 2025 8-K items 2.02, 7.01, 9.01 Results released; Investor disclosure (Regulation FD) · Current report
Jun 26, 2025 11-K Employee plan annual report Dec 31, 2024
Jun 26, 2025 11-K Employee plan annual report Dec 31, 2024
Jun 26, 2025 11-K Employee plan annual report Dec 31, 2024
Jun 26, 2025 11-K Employee plan annual report Dec 31, 2024
40 of 386 shown

Every row opens the filing on EDGAR. The plain words are the site's own for each form and each 8-K item; the complete history, insider forms included, is on EDGAR.

SI Assistanton CAT · research, not advice