Caterpillar Inc. (CAT)
NYSE: CAT · Construction Machinery & Equip · Irving, TX · filing with the SEC since 1994
Grade6.7
◀ Past 6.8● Present 6.9▶ Future 6.2
Who owns Caterpillar Inc.
As filed with the SECHolders of 5% or more
1
Vanguard Capital Management holds 7.47% of Common Stock, as its SCHEDULE 13G filed Apr 29, 2026 says.
Directors and officers
21
report now, of 44 people on the record since 2006. Their holdings as a group are not read here.
Institutions as a whole
n/a
The record does not read the share held by managers that file Form 13F, so none is printed and no split of the rest is estimated. What it holds is the 1 named at left.
Holders of 5% or moreshare of the class, as filed
Vanguard Capital Management
SCHEDULE 13G · filed Apr 29, 2026 · Common Stock
The Vanguard Group
SCHEDULE 13G/A · filed Mar 26, 2026 · Common Stock · reported falling below 5%, from 10.1% in Mar 5, 2026
What CAT reports owning in othersstakes of 5% or more, and other ties
Other ties the annual report names
RPMGlobal Holding Limited
A company bought · acquisition · owns, named in the 10-K filed Feb 13, 2026
414 subsidiaries in 67 countries, from the list filed with the 10-K filed Feb 13, 2026.
Insider tradesForm 4
91sales
3purchases
33sales on a scheduled plan
8people selling
$244Msold, in dollars
$1.0Mbought, in dollars
Open-market trades on Form 4 from Nov 3, 2025 to Nov 3, 2026. A scheduled plan is a selling program set in advance under SEC rule 10b5-1. The trades are listed as filed and do not feed the grade.
By calendar yearSoldBought
2026 runs to Nov 3, 2026. Dollars as filed, summed by the transaction date.
People who traded in the window10 of 44 on the roster
| Person | Role as filed | Sales | Sold | On a plan | Buys | Bought |
|---|---|---|---|---|---|---|
| De Lange Bob | Group President | 9 | $78.7M | 0 | 0 | $0 |
| Fassino Anthony D. | Group President | 8 | $45.8M | 0 | 0 | $0 |
| Johnson Denise C | Group President | 18 | $43.7M | 0 | 0 | $0 |
| Creed Joseph E | Chief Executive Officer | 19 | $28.0M | 5 | 0 | $0 |
| Bonfield Andrew R J | CFO Emeritus | 15 | $25.9M | 14 | 0 | $0 |
| Kaiser Jason | Group President | 15 | $12.3M | 14 | 0 | $0 |
| Shurman Rodney Michael | Group President | 4 | $8.2M | 0 | 0 | $0 |
| Schaupp William E | Chief Accounting Officer | 3 | $1.8M | 0 | 0 | $0 |
| Maclennan David | director | 0 | $0 | 0 | 2 | $400,000 |
| Fish James C Jr | director | 0 | $0 | 0 | 1 | $600,000 |