Caterpillar Inc. (CAT)
NYSE: CAT · Construction Machinery & Equip · Irving, TX · filing with the SEC since 1994
Grade6.7
◀ Past 6.8● Present 6.9▶ Future 6.2
Who runs Caterpillar Inc.
Officers and directors as they report to the SEC on Forms 3, 4 and 5, named as filedChief executive, as filed
Creed Joseph E
Chief Executive Officer. First filing May 2018, latest Oct 27, 2026, 12 filings in all.
Officers reporting now
12
of 21 people with a filing in the last fifteen months
Directors reporting now
9
44 people on the record since 2006
Officerssales are open-market, Nov 3, 2025 to Nov 3, 2026
| Name | Title as filed | First filing | Latest filing | Sales, 12 months |
|---|---|---|---|---|
| Creed Joseph E | Chief Executive Officer | May 2018 | Oct 27, 2026 | 19 · $28.0M |
| Kaiser Jason | Group President | Jan 2024 | Oct 27, 2026 | 15 · $12.3M |
| Epley Kyle Joseph | Chief Financial Officer | May 2026 | Oct 27, 2026 | none |
| Johnson Denise C | Group President | Jan 2016 | May 15, 2026 | 18 · $43.7M |
| Schaupp William E | Chief Accounting Officer | Apr 2022 | May 14, 2026 | 3 · $1.8M |
| Fassino Anthony D. | Group President | Jan 2021 | May 12, 2026 | 8 · $45.8M |
| Pambianchi Christine M | Chief Human Resources Officer | May 2025 | May 12, 2026 | none |
| De Lange Bob | Group President | Jan 2017 | May 7, 2026 | 9 · $78.7M |
| Bonfield Andrew R J | CFO Emeritus | Sep 2018 | May 7, 2026 | 15 · $25.9M |
| Shurman Rodney Michael | Group President | Feb 2026 | May 6, 2026 | 4 · $8.2M |
| Umpleby III Donald J | Executive Chairman | Jan 2013 | Mar 6, 2026 | none |
| Owens Derek | Chief Legal Officer | Jan 2024 | Mar 6, 2026 | none |
Directorssales are open-market, Nov 3, 2025 to Nov 3, 2026
| Name | Role | First filing | Latest filing | Sales, 12 months |
|---|---|---|---|---|
| Fish James C Jr | director | Mar 2023 | Nov 3, 2026 | none |
| Good Lynn J | director | Aug 2026 | Oct 1, 2026 | none |
| Maclennan David | director | Apr 2021 | Oct 1, 2026 | none |
| Johnson Gerald | director | Mar 2021 | Jun 11, 2026 | none |
| Keene Nazzic S | director | Nov 2024 | Jun 11, 2026 | none |
| Marks Judith Fran | director | Mar 2023 | Jun 11, 2026 | none |
| Reed Debra L | director | Jun 2015 | Jun 11, 2026 | none |
| Schwab Susan C | director | Jun 2009 | Jun 11, 2026 | none |
| Wilkins Rayford Jr | director | Apr 2017 | Jun 11, 2026 | none |
Earlier names on the record23, newest filing first
Johnson Cheryl H · officer · last filing Mar 2025Dickinson Daniel M · director · last filing Dec 2024Calhoun David L · director · last filing Apr 2024Ayotte Kelly · director · last filing Jun 2023Long Suzette M · officer · last filing Jun 2023Rust Edward B Jr · director · last filing Jun 2022White Miles D · director · last filing Mar 2022Marvel Gary Michael · officer · last filing Feb 2022Gallardo Juan · director · last filing Apr 2021Osborn William A · director · last filing Mar 2021Ainsworth William P · officer · last filing Jan 2021Younessi Ramin · officer · last filing Nov 2020Muilenburg Dennis A · director · last filing Mar 2019Pellette Thomas A · officer · last filing Feb 2019Copeland Jananne A. · officer · last filing Feb 2019Charter Robert B · officer · last filing Mar 2018Halverson Bradley M · officer · last filing Feb 2018Buda James B · officer · last filing May 2017Oberhelman Douglas R · officer · last filing Apr 2017Greene Jesse J Jr · director · last filing Mar 2017Huntsman Jon M Jr · director · last filing Mar 2017Bozeman David P · officer · last filing Oct 2016Rapp Edward J · officer · last filing Mar 2016
A person is listed as reporting now after a filing in the last fifteen months. The record shows when someone last filed; it does not say why they stopped. Each name links to the filings on sec.gov.