Cathay General Bancorp (CATY)
Nasdaq: CATY · State Commercial Banks · Los Angeles, CA · filing with the SEC since 1996
Who owns Cathay General Bancorp
As filed with the SECHolders of 5% or more
2
Vanguard Portfolio Management holds 6.14% of Common Stock, as its SCHEDULE 13G filed Apr 29, 2026 says.
Directors and officers
18
report now, of 31 people on the record since 2002. Their holdings as a group are not read here.
Institutions as a whole
n/a
The record does not read the share held by managers that file Form 13F, so none is printed and no split of the rest is estimated. What it holds is the 2 named at left.
Holders of 5% or moreshare of the class, as filed
Vanguard Portfolio Management
SCHEDULE 13G · filed Apr 29, 2026 · Common Stock
Vanguard Capital Management
SCHEDULE 13G · filed Apr 29, 2026 · Common Stock
The Vanguard Group
SCHEDULE 13G/A · filed Mar 26, 2026 · Common Stock · reported falling below 5%
What CATY reports owning in othersstakes of 5% or more, and other ties
7 subsidiaries in 1 country, from the list filed with the 10-K filed Mar 2, 2026.
Insider tradesForm 4
24sales
0purchases
1sales on a scheduled plan
9people selling
$8.1Msold, in dollars
$0bought, in dollars
Open-market trades on Form 4 from Oct 28, 2025 to Oct 28, 2026. A scheduled plan is a selling program set in advance under SEC rule 10b5-1. The trades are listed as filed and do not feed the grade.
By calendar yearSoldBought
2026 runs to Oct 28, 2026. Dollars as filed, summed by the transaction date.
People who traded in the window9 of 31 on the roster
| Person | Role as filed | Sales | Sold | On a plan | Buys | Bought |
|---|---|---|---|---|---|---|
| Tang Anthony M | Vice Chairman | 6 | $2.3M | 0 | 0 | $0 |
| Sun Richard | director | 7 | $2.2M | 0 | 0 | $0 |
| Cheng Dunson K | Executive Chairman | 4 | $1.5M | 0 | 0 | $0 |
| Wu Peter | Vice Chairman | 1 | $1.1M | 0 | 0 | $0 |
| Liu Chang | President & CEO | 2 | $500,000 | 2 | 0 | $0 |
| Fernandez Felix S | director | 1 | $500,000 | 0 | 0 | $0 |
| Lo Thomas M. | EVP, Chief Admin Officer | 2 | $200,000 | 0 | 0 | $0 |
| Sun Albert | EVP, Chief Credit Officer | 1 | $100,000 | 0 | 0 | $0 |
| Chan May K. | SVP, General Counsel | 1 | $0 | 0 | 0 | $0 |