Cathay General Bancorp (CATY)
Nasdaq: CATY · State Commercial Banks · Los Angeles, CA · filing with the SEC since 1996
Who runs Cathay General Bancorp
Officers and directors as they report to the SEC on Forms 3, 4 and 5, named as filedChief executive, as filed
Liu Chang
President & CEO. First filing Feb 2019, latest Jun 30, 2026, 2 filings in all.
Officers reporting now
9
of 18 people with a filing in the last fifteen months
Directors reporting now
9
31 people on the record since 2002
Officerssales are open-market, Oct 28, 2025 to Oct 28, 2026
| Name | Title as filed | First filing | Latest filing | Sales, 12 months |
|---|---|---|---|---|
| Sun Albert | EVP, Chief Credit Officer | Jan 2024 | Oct 28, 2026 | 1 · $100,000 |
| Wang Albert Jen-Wen | EVP, Chief Financial Officer | Mar 2026 | Sep 10, 2026 | none |
| Lo Thomas M. | EVP, Chief Admin Officer | Jan 2024 | Aug 27, 2026 | 2 · $200,000 |
| Chan May K. | SVP, General Counsel | Jan 2023 | Jul 29, 2026 | 1 · $0.00 |
| Liu Chang | President & CEO | Feb 2019 | Jun 30, 2026 | 2 · $500,000 |
| Cheng Dunson K | Executive Chairman | Jan 2006 | Jun 30, 2026 | 4 · $1.5M |
| Deen Diana G. | EVP, Chief Risk Officer | Jan 2025 | Jun 30, 2026 | none |
| Tang Anthony M | Vice Chairman | Jan 2006 | Jun 10, 2026 | 6 · $2.3M |
| Wu Peter | Vice Chairman | Jan 2006 | May 7, 2026 | 1 · $1.1M |
Directorssales are open-market, Oct 28, 2025 to Oct 28, 2026
| Name | Role | First filing | Latest filing | Sales, 12 months |
|---|---|---|---|---|
| Sun Richard | director | May 2017 | Sep 3, 2026 | 7 · $2.2M |
| Chan Lana Lai-Yan | director | Feb 2026 | Apr 17, 2026 | none |
| Chung Nelson | director | Jan 2006 | Apr 17, 2026 | none |
| Fernandez Felix S | director | Dec 2012 | Apr 17, 2026 | 1 · $500,000 |
| Hung Maan-Huei | director | May 2020 | Apr 17, 2026 | none |
| Jelenko Jane H | director | Nov 2011 | Apr 17, 2026 | none |
| Kono Ann | director | May 2024 | Apr 17, 2026 | none |
| Wang Shally | director | May 2021 | Apr 17, 2026 | none |
| Woo Elizabeth A. | director | May 2024 | Apr 17, 2026 | none |
Earlier names on the record13, newest filing first
Chen Heng W · officer · last filing Jul 2025Chan Kelly L · director · last filing Dec 2024Bingham Kim R · officer · last filing Jul 2024Poon Joseph C H · director · last filing Apr 2024Lee Mark Hakjoon · officer · last filing Jul 2023Chang Michael M Y · director · last filing Apr 2021Wong Irwin · officer · last filing Dec 2020Liu Ting Y · director · last filing May 2020Tai Pin · officer · last filing Apr 2020Kim Lisa L. · officer · last filing Apr 2020Chow Donald Sang · officer · last filing Jan 2018Chiu Thomas C T · director · last filing Apr 2017Lee Patrick · director · last filing Apr 2017
A person is listed as reporting now after a filing in the last fifteen months. The record shows when someone last filed; it does not say why they stopped. Each name links to the filings on sec.gov.