Cohen & Company Inc (COHN)
NYSE: COHN · Security Brokers, Dealers & Flotation Companies · Philadelphia, PA · filing with the SEC since 2003
Grade5.8
◀ Past 4.9● Present 5.4▶ Future 7.1
Who owns Cohen & Company Inc
As filed with the SECHolders of 5% or more
2
Daniel G. Cohen holds 70% of COMMON STOCK, PAR VALUE $0.01 PER SHARE, as its SCHEDULE 13D/A filed Dec 2, 2025 says.
Directors and officers
8
report now, of 13 people on the record since 2006. Their holdings as a group are not read here.
Institutions as a whole
n/a
The record does not read the share held by managers that file Form 13F, so none is printed and no split of the rest is estimated. What it holds is the 2 named at left.
Holders of 5% or moreshare of the class, as filed
Daniel G. Cohen
SCHEDULE 13D/A · filed Dec 2, 2025 · COMMON STOCK, PAR VALUE $0.01 PER SHARE
Lester R. Brafman
SCHEDULE 13D/A · filed Dec 2, 2025 · COMMON STOCK, PAR VALUE $0.01 PER SHARE
What COHN reports owning in othersstakes of 5% or more, and other ties
Other ties the annual report names
Alesco Capital Trust I
An entity · legal entity · owns, named in the 10-K filed Mar 6, 2026
Alesco Financial Inc (AFN)
An entity · consolidated entity · owns, named in the 10-K filed Mar 6, 2026
Cohen Co Including Noncontrolling Interest
An entity · consolidated entity · owns, named in the 10-K filed Mar 6, 2026
Columbus Capital Corp II [Member[
An entity · legal entity · owns, named in the 10-K filed Mar 6, 2026
Non-controlling Interest of Cohen & Co.
An entity · consolidated entity · owns, named in the 10-K filed Mar 6, 2026
Non-controlling Interest of Operating LLC
An entity · consolidated entity · owns, named in the 10-K filed Mar 6, 2026
Operating LLC
An entity · consolidated entity · owns, named in the 10-K filed Mar 6, 2026
Sunset Financial Statutory Trust I
An entity · legal entity · owns, named in the 10-K filed Mar 6, 2026
10 subsidiaries in 2 countries, from the list filed with the 10-K filed Mar 6, 2026.
Insider tradesForm 4
4sales
0purchases
0sales on a scheduled plan
1people selling
$200,000sold, in dollars
$0bought, in dollars
Open-market trades on Form 4 from Sep 30, 2025 to Sep 30, 2026. A scheduled plan is a selling program set in advance under SEC rule 10b5-1. The trades are listed as filed and do not feed the grade.
By calendar yearSoldBought
2026 runs to Sep 30, 2026. Dollars as filed, summed by the transaction date.
People who traded in the window1 of 17 on the roster
| Person | Role as filed | Sales | Sold | On a plan | Buys | Bought |
|---|---|---|---|---|---|---|
| Pooler Joseph W. Jr. | EVP, CFO and Treasurer | 4 | $200,000 | 0 | 0 | $0 |