Cohen & Company Inc (COHN)
NYSE: COHN · Security Brokers, Dealers & Flotation Companies · Philadelphia, PA · filing with the SEC since 2003
Grade5.8
◀ Past 4.9● Present 5.4▶ Future 7.1
Who runs Cohen & Company Inc
Officers and directors as they report to the SEC on Forms 3, 4 and 5, named as filedChief executive, as filed
Brafman Lester Raymond
Chief Executive Officer. First filing Jun 2013, latest Mar 6, 2026, 1 filing in all.
Officers reporting now
4
of 8 people with a filing in the last fifteen months
Directors reporting now
4
13 people on the record since 2006
Officerssales are open-market, Sep 30, 2025 to Sep 30, 2026
| Name | Title as filed | First filing | Latest filing | Sales, 12 months |
|---|---|---|---|---|
| Pooler Joseph W. Jr. | EVP, CFO and Treasurer | Dec 2009 | Aug 7, 2026 | 4 · $200,000 |
| Cohen Daniel G | Executive Chairman | Oct 2006 | Jul 17, 2026 | none |
| Brafman Lester Raymond | Chief Executive Officer | Jun 2013 | Mar 6, 2026 | none |
| Listman Douglas | Chief Accounting Officer | Dec 2009 | Feb 5, 2026 | none |
Directorssales are open-market, Sep 30, 2025 to Sep 30, 2026
| Name | Role | First filing | Latest filing | Sales, 12 months |
|---|---|---|---|---|
| Dimaio Jack J. Jr. | director | Dec 2025 | Jan 29, 2026 | none |
| Dawson G Steven | director | Nov 2006 | Dec 19, 2025 | none |
| Haraburda Jack | director | Oct 2006 | Dec 19, 2025 | none |
| Liberto Diana Louise | director | Feb 2016 | Dec 19, 2025 | none |
Owners of more than 10% of a classsales are open-market, Sep 30, 2025 to Sep 30, 2026
| Name | Role | First filing | Latest filing | Sales, 12 months |
|---|---|---|---|---|
| Cohen & Co Inc. | 10% owner | Jul 2026 | Jul 13, 2026 | none |
| Cohen & Company, LLC | 10% owner | Jul 2026 | Jul 13, 2026 | none |
| Columbus Circle 3 Sponsor Corp LLC | 10% owner | Jul 2026 | Jul 13, 2026 | none |
Earlier names on the record6, newest filing first
A person is listed as reporting now after a filing in the last fifteen months. The record shows when someone last filed; it does not say why they stopped. Each name links to the filings on sec.gov.