Company Analysis

Hennessy Advisors, Inc. (HNNA)

Nasdaq: HNNA · Investment Advice · Novato, CA · filing with the SEC since 2001
Grade5.9
◀ Past 3.5● Present 6.2▶ Future 7.8

Filings

219 filings since 2017 beside 310 insider forms · Non-accelerated filer and smaller reporting company · read from EDGAR on Nov 13, 2026
Due nextNon-accelerated filer and smaller reporting company
10-K Annual report for the fiscal year ending Sep 30, 2026Non-accelerated filers and smaller reporting companies have 90 days after the fiscal year ends. by Dec 29, 2026
10-Q Quarterly report for the quarter ending Dec 31, 2026Non-accelerated filers and smaller reporting companies have 45 days after the quarter ends; quarter ends are taken to the month end. by Feb 14, 2027

A deadline is the latest date the SEC's rules allow for its filer category. It is not a forecast of the day the company files. Last time, the results release (8-K item 2.02) came 36 days after the quarter ended. The proxy statement was last filed Dec 10, 2025.

Filings a yearinsider forms included
5552665256565335
20192020202120222023202420252026

2026 counts to Nov 13, 2026.

Auditor change (8-K item 4.01): 1 time in the last 36 months, the newest Dec 16, 2024.Officer or director change (8-K item 5.02): 1 time in the last 36 months, the newest Sep 20, 2024.SEC letters: 2 in the last 36 months, the newest Jan 3, 2024.
Insider forms 310

Insider forms (3, 4, 5 and 144) are counted each year but not listed here; the people and their trades are on the Ownership tab.

FiledFormWhat it is, in plain wordsPeriodAsk
Oct 28, 2026 8-K items 7.01, 9.01 Investor disclosure (Regulation FD) · Current report
Oct 28, 2026 13F-HR Holdings report, as a money manager Sep 30, 2026
Aug 13, 2026 N-PX Proxy voting record Jun 30, 2026
Aug 5, 2026 8-K items 2.02, 7.01, 9.01 Results released; Investor disclosure (Regulation FD) · Current report
Aug 5, 2026 10-Q Quarterly report Jun 30, 2026
Jul 16, 2026 13F-HR Holdings report, as a money manager Jun 30, 2026
Jun 29, 2026 25-NSE Delisting notice from the exchange
May 28, 2026 8-K item 8.01 Other event · Current report
May 6, 2026 8-K items 2.02, 7.01, 9.01 Results released; Investor disclosure (Regulation FD) · Current report
May 6, 2026 10-Q Quarterly report Mar 31, 2026
Apr 21, 2026 13F-HR Holdings report, as a money manager Mar 31, 2026
Feb 9, 2026 8-K item 5.07 Shareholder vote · Current report Feb 5, 2026
Feb 5, 2026 8-K items 2.02, 7.01, 9.01 Results released; Investor disclosure (Regulation FD) · Current report
Feb 5, 2026 10-Q Quarterly report Dec 31, 2025
Feb 3, 2026 SCHEDULE 13G Large holder notice
Jan 27, 2026 13F-HR Holdings report, as a money manager Dec 31, 2025
Dec 10, 2025 DEF 14A Proxy statement Feb 5, 2026
Dec 3, 2025 8-K items 2.02, 9.01 Results released · Current report
Dec 3, 2025 10-K Annual report Sep 30, 2025
Oct 29, 2025 8-K items 7.01, 9.01 Investor disclosure (Regulation FD) · Current report
Oct 20, 2025 13F-HR Holdings report, as a money manager Sep 30, 2025
Aug 25, 2025 N-PX Proxy voting record Jun 30, 2025
Aug 6, 2025 10-Q Quarterly report Jun 30, 2025
Aug 6, 2025 8-K items 2.02, 7.01, 9.01 Results released; Investor disclosure (Regulation FD) · Current report
Jul 21, 2025 13F-HR Holdings report, as a money manager Jun 30, 2025
May 7, 2025 8-K items 2.02, 7.01, 9.01 Results released; Investor disclosure (Regulation FD) · Current report
May 7, 2025 10-Q Quarterly report Mar 31, 2025
Apr 16, 2025 13F-HR Holdings report, as a money manager Mar 31, 2025
Mar 14, 2025 8-K items 8.01, 9.01 Other event · Current report
Feb 18, 2025 8-K item 5.07 Shareholder vote · Current report Feb 13, 2025
Feb 13, 2025 8-K items 2.02, 7.01, 9.01 Results released; Investor disclosure (Regulation FD) · Current report
Feb 13, 2025 10-Q Quarterly report Dec 31, 2024
Jan 15, 2025 13F-HR Holdings report, as a money manager Dec 31, 2024
Dec 18, 2024 DEF 14A Proxy statement Feb 13, 2025
Dec 16, 2024 8-K items 4.01, 9.01 Auditor change · Current report Dec 10, 2024
Dec 11, 2024 10-K Annual report Sep 30, 2024
Dec 11, 2024 8-K items 2.02, 9.01 Results released · Current report
Oct 30, 2024 8-K items 7.01, 9.01 Investor disclosure (Regulation FD) · Current report
Oct 16, 2024 13F-HR Holdings report, as a money manager Sep 30, 2024
Sep 20, 2024 8-K items 5.02, 9.01 Officer or director change · Current report Sep 16, 2024
40 of 219 shown

Every row opens the filing on EDGAR. The plain words are the site's own for each form and each 8-K item; the complete history, insider forms included, is on EDGAR.

SI Assistanton HNNA · research, not advice